Showing 712 to 721 of 8833 search results for final notice.

712. Final notices

     List of published final notices.

713. FSA Final Notice 2012: Afriexchange Limited [pdf]

     Final notices

     Published: 11/12/2012

     Last modified: 14/06/2014

     For the reasons set out in this Final Notice, the FSA is taking action against Afriexchange Limited

714. Final Notice 2023: Floenergy Ltd [pdf]

     Final notices

     Published: 03/05/2023

     This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

715. FCA Final Notice 2013: Mark Bentley-Leek [pdf]

     Final notices

     Published: 18/10/2013

     Last modified: 07/04/2015

     This final notice refers to breaches of APER 1 and 7 related to mis-selling, lack of fitness and propriety, and conflicts of interest in the investment advisors and platforms sector. We imposed a prohibition, withdrawal and a fine .

716. Final notice 2015: Vroni O'Brien [pdf]

     Final notices

     Published: 17/12/2015

     Last modified: 17/12/2015

     This final notice refers to breaches of APER 2, APER 7, FIT and CASS related to a lack of fitness/propriety, client money/assets and failing to act on information appropriately in the general insurance and protection sector. We imposed a fine and

717. Final Notice 2022: Charanjit Sandhu [pdf]

     Final notices

     Published: 28/04/2022

     This Final Notice (Charanjit Sandhu) refers to breaches of FIT. We imposed a prohibition.

718. FSA Final Notice 2008: Jewell Insurance Agencies Limited [pdf]

     Final notices

     Published: 29/09/2008

     Last modified: 14/06/2014

     FSA Final Notice 2008: Jewell Insurance Agencies Limited

719. FSA Final Notice 2009: First Mortgage Consultancy Limited [pdf]

     Final notices

     Published: 05/01/2009

     Last modified: 14/06/2014

     FSA Final Notice 2009: First Mortgage Consultancy Limited

720. FSA Final Notice 2009: Aston Sterling Insurance Services [pdf]

     Final notices

     Published: 16/10/2009

     Last modified: 14/06/2014

     FSA Final Notice 2009: Aston Sterling Insurance Services

721. FSA Final Notice 2009: Abdul Razzaq trading as A Razzaq Insurance Brokers [pdf]

     Final notices

     Published: 09/06/2009

     Last modified: 14/06/2014

     FSA Final Notice 2009: Abdul Razzaq trading as A Razzaq Insurance Brokers

722. FSA Final Notice 2007: Russell George Howe trading as Howe Car Sales [pdf]

     Final notices

     Published: 22/02/2007

     Last modified: 14/06/2014

     FSA Final Notice 2007: Russell George Howe trading as Howe Car Sales