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Showing 1011 to 1020 of 1909 search results for under the Consumer Duty.

  1. Investment Firms Prudential Regime final rules published

    News stories Published: 22/10/2021 Last modified: 22/10/2021
    We have made final rules to streamline and simplify prudential requirements for solo-regulated UK firms authorised under MiFID.

  2. Warning on illegal crypto ATMs operating in the UK

    News stories Published: 11/03/2022 Last modified: 11/03/2022
    We have warned operators of crypto ATMs in the UK to shut their machines down or face enforcement action. 

  3. Alexander David Securities Limited enters liquidation

    News stories Published: 04/07/2022 Last modified: 14/10/2022
    On 1 July 2022 Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation and Shane Cooks, Emma Sayers and Malcolm Cohen of BDO LLP were appointed as joint liquidators.

  4. FCA announces plans to stop CMC phoenixing

    Press Releases Published: 17/05/2021 Last modified: 17/05/2021
    New rules being proposed will put a stop to claims management phoenixing across the market.

  5. Evolution of a new model for financial regulation in the UK

    Speeches Published: 21/09/2020 Last modified: 21/09/2020
    Christopher Woolard, interim chief executive, delivers speech at the 10th annual International Financial Services Forum

  6. Aggregate complaints data: 2019 H2

    Data Published: 16/04/2020 Last modified: 16/04/2020
    This page focuses on complaints that financial services firms reported to the FCA during the second half (H2) of 2019, between 1 July and 31 December 2019. This includes the latest trends and analysis by product group. 

  7. FCA response to Amigo’s Scheme being rejected by the High Court

    Statements Published: 25/05/2021 Last modified: 02/07/2021
    The Court has refused to sanction the Scheme of Arrangement proposed by Amigo (the Scheme). The FCA had objected to the proposed Scheme and is now carefully considering the Court’s judgment and Amigo’s response.

  8. FCA proposes the next stage of support for mortgage borrowers

    Press Releases Published: 26/08/2020 Last modified: 26/08/2020
    The Financial Conduct Authority (FCA) has announced proposals to ensure that firms provide tailored support to mortgage borrowers who continue to face payment difficulties due to coronavirus.

  9. Collaborate to compete: why we must all embrace a growth mindset

    Speeches Published: 16/10/2023 Last modified: 18/10/2023
    Speech by Nikhil Rathi, Chief Executive, FCA, delivered at the City Dinner, Mansion House.

  10. FCA fines LJ Financial Planning Ltd £107,200

    Press Releases Published: 10/12/2020 Last modified: 10/12/2020
    Independent financial advice firm is fined for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest.
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