Search results
Showing 1021 to 1030 of 1909 search results for under the Consumer Duty.
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Rational Foreign Exchange Limited enters special administration
Ed Boyle and Kristina Kicks of Interpath Ltd have been appointed joint special administrators (JSAs). -
DP15/1: UK Listing Authority fees: covering the cost of regulation
This paper sets out some options for discussion on how we should recover the costs we incur when carrying out our duties. ... company that has been approved by the FCA to act as a sponsor advising premium listed companies on their obligations under the -
Vector Wealth Ltd enters administration
We set out the steps Vector Wealth Ltd customers can take and advice on how to protect against scams by fraudsters claiming to be acting on behalf of the administrators. -
FCA sets out findings against Link Fund Solutions
Link Fund Solutions failed to act with due skill, care and diligence in its management of the Woodford Equity Income Fund, according to findings published by the FCA. -
Class, cliques and social codes: doing more on diversity
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Cambridge Centre for Alternative Finance annual conference, Judge Business School. -
FCA bans two individuals for lack of integrity
Mr Kelly provided financial services to UK customers under the name PCD Wealth and Pensions Management (PCD) and Mr Gray was one of his advisers. ... While further investigations continue, the FCA considers it necessary to prohibit them to help protect -
FCA finds firms fail to deliver best execution
The FCA has a statutory objective to promote the integrity of the UK financial system and secure appropriate protection for consumers. ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; -
Restrictions placed on Raedex Consortium Limited
On 19 February 2021, the FCA imposed a number of restrictions on motor finance provider Raedex Consortium Limited (Raedex) requiring the firm to cease conducting regulated activities because of concerns about its finances. -
Access to cash coverage in the UK 2022 Q1
The FCA provides an overview of geographical cash access coverage in the UK at the end of the first quarter of 2022. -
Consumer warning on Larksway Investments Limited
The FCA has stopped Larksway Investments Limited (Larksway) from providing insurance brokerage services to customers.