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Showing 1091 to 1100 of 1909 search results for under the Consumer Duty.

  1. FCA to strengthen financial promotions rules to protect consumers

    Press Releases Published: 19/01/2022 Last modified: 19/01/2022
    FCA is acting to address concerns about the ease and speed with which people can make high-risk investments

  2. Information regarding the FCA credit card market study - September 2021

    FOI Release Date of Release: 16/09/2021
    The FCA answers multiple questions regarding its Credit card market study: MS14/6.

  3. Fair treatment of vulnerable consumers consultation events for firms

    Events Last modified: 15/08/2019
    On 23 July 2019, we published a consultation on draft guidance for firms on the fair treatment of vulnerable customers. The draft guidance sets out our views of what firms should do, under our Principles for Businesses, to treat vulnerable

  4. FCA sets out views on Employer Salary Advance Schemes

    Statements Published: 30/07/2020 Last modified: 30/07/2020
    Our statement explaining our view of the risks and benefits of Employer Salary Advance Schemes (ESAS) and what employers and employees should consider when using them.

  5. Penny James appointed Chair of the FCA’s Practitioner Panel

    Press Releases Published: 31/01/2022 Last modified: 31/01/2022
    The Financial Conduct Authority (FCA) has appointed Direct Line Group CEO, Penny James, as Chair of its Practitioner Panel. 

  6. Promoting competition in the financial services sector

    Speeches Published: 11/03/2014 Last modified: 18/03/2014
    Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Future of Financial Services summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Overall responsibility and the legal function: DP16/4

    Discussion papers Published: 28/09/2016 Last modified: 23/01/2019
    In September 2016, we launched Discussion Paper DP16/4 to clarify how and why the legal function is currently captured under the Senior Managers and Certification Regime (SM&CR) and to consider whether it should continue to be part of the regime.

  8. New rules proposed for sponsors to enhance listing regime

    Press Releases Published: 30/01/2014 Last modified: 30/01/2014
    David Lawton, the FCA’s director of markets said:. "The sponsor regime is crucial to ensuring an appropriate level of consumer protection and market integrity in the premium listings. ... The listing rules set out the requirements for companies listed

  9. CP14/18: Quarterly consultation No.6

    Consultation papers Published: 05/09/2014 Last modified: 05/09/2014
    We are proposing to:. amend the procedure for processing a direction or determination by the FCA waiving, varying or disapplying requirements under the Consumer Credit Act 197.

  10. FCA sets out plans to improve engagement with pensions

    Press Releases Published: 01/12/2022 Last modified: 01/12/2022
    The FCA publishes a consultation on standards for operators of pension dashboards, and sets out requirements for providers of non-workplace pensions.
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