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Showing 1141 to 1150 of 1909 search results for under the Consumer Duty.
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Letter from the Chairman to the Chief Ombudsman on application for certification under the Alternative Dispute Resolution (ADR) Directive
1 Harbour Exchange. London. E14 9SR. Dear Caroline,. Application for certification under the Alternative Dispute Resolution (ADR) Directive. ... by July 2017 and that the service will keep its performance under close review. -
FCA fines Merrill Lynch £34.5 million for failing to report transactions
Merrill Lynch International (MLI) has been fined £34,524,000 by the Financial Conduct Authority (FCA) for failing to report 68.5 million exchange traded derivative transactions between 12 February 2014 and 6 February 2016. -
MiFID II: product governance review
In this MiFID II review we looked at product governance in a sample of 8 asset management firms. -
Mortgages and coronavirus: updated guidance for firms
FCA update to our guidance for firms on mortgages and coronavirus -
Aggregate complaints data: 2016 H2
This data includes all the complaints that firms report to us. -
FCA introduces tough new rules for marketing cryptoassets
All crypto firms marketing to UK consumers will need to meet new, tougher advertising standards. -
We confirm periodic review of pension transfers redress guidance
This statement confirms that the FCA intends to start a periodic review of the redress guidance by the end of 2021 and sets out its expectations of firms while the review is ongoing. -
Asset managers told to review liquidity management in funds
We have reviewed liquidity management in asset managers and found that firms need to increase their focus on liquidity risk. -
Information on enforcement on transparency of consumer facing documents - June 2022
The FCA provides information on its enforcement of section 68 of the Consumer Rights Act 2015 in relation to the 'transparency' of consumer-facing documents. -
Cash savings: Sunlight remedy third report
This is the third report into cash savings account rates under our sunlight remedy, following our first publication in December 2015 and second publication in July 2016.