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Showing 1151 to 1160 of 1909 search results for under the Consumer Duty.
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The FCA and our approach to Building Societies
Speech by Linda Woodall, Director of Mortgage & Consumer Lending Subdivision at the FCA, to the Building Societies Association (BSA). -
The FCA's response to COVID-19 and expectations for 2020
Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival. -
FSA appoints two new non-executive directors to the FSCS board
The Financial Services Authority (FSA) has appointed two new non-executive directors to the Board of the Financial Services Compensation Scheme (FSCS). Marian Glen and Charles McKenna will take up their positions on 1 February 2013. -
CP15/42: Quarterly Consultation Paper No. 11
add text to EG 7 to reflect the FCA’s ability to apply to the Court under section 89NA for a voting rights suspension order. ... make amendments to our Consumer Credit sourcebook (CONC), the Perimeter Guidance manual (PERG) and the Glossary of terms. -
SM&CR categorisation for solo-regulated firms
Under SM&CR, solo-regulated firms are categorised as limited scope, core or enhanced. Find out which category your firm is in and how you can review this. -
FCA secures £1.6m for investors from alleged unlawful investment schemes
The FCA has secured court approval to obtain £1.6m from Argento Wealth Ltd and its sole director, who promoted 2 alleged unlawful investment schemes. -
Information for investors with Pritchard Stockbrokers Limited
On 10 February 2012, we issued a Supervisory Notice stopping Pritchard Stockbrokers Limited carrying out its business. In addition, we have frozen the firm’s assets and the investor money and assets it holds. Here we explain what it means if you -
CP13/3: Quarterly consultation paper No.1
In this Quarterly Consultation Paper (QCP) we are consulting on miscellaneous amendments to our Handbook. -
Konstantin Vishnyak appears at court for destruction of documents offence
In a prosecution brought by the FCA, Konstantin Vishnyak has today appeared at Westminster Magistrates’ Court in relation to one count of destroying documents which he knew or suspected were or would be relevant to an investigation. -
Wirecard has announced that it is winding-down its business
On 28 August 2020 Wirecard announced that it was intending to wind-down its FCA-regulated business. The business will continue to trade while alternative arrangements are being made with its card providers.