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Showing 1291 to 1300 of 1909 search results for under the Consumer Duty.
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Brexit: further proposals to prepare our regulatory regime
Today we have published two further consultations to prepare for the UK’s exit from the EU. We have published proposals to introduce the financial services contracts regime (FSCR) as well as proposed fees for regulating securitisation repositories. -
Regulating financial innovation – going behind the scenes
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Cambridge Centre for Alternative Finance annual conference, Judge Business School. -
PS22/12: Pensions Dashboards rules for pension providers
Final rules and guidance requiring regulated pension providers to provide and enable information about personal and stakeholder pensions for pensions dashboards. -
FCA bans and fines two individuals for market abuse
The Financial Conduct Authority (FCA) has banned and imposed financial penalties on two former Worldspreads Limited (WSL) employees. WSL, which operated a spread betting business, collapsed in March 2012. -
Further arrangements for the orderly wind-down of LIBOR at end-2021
The sterling, Japanese yen, Swiss franc and euro LIBOR panels are ceasing on 31 December 2021 -
Supervision review report: Acquiring clients from other firms
We are reporting our findings of our supervision review of investment advisory firms’ practices when acquiring clients from other firms. -
Keynote address: Financial crime in the FCA world
Speech by Tracey McDermott, Director of Enforcement & Financial Crime, the FCA, at the FCA Financial Crime Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Implementing Technology Change
This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce -
FCA sets expectations ahead of incoming crypto marketing rules
Tough new rules designed to make the marketing of cryptoasset products clearer and more accurate, and that ban incentives like ‘refer a friend’ bonuses, will come into force on 8 October. -
Darren Newton banned by the FCA for misappropriating client money
The Financial Conduct Authority (FCA) has today published a Decision Notice, which sets out its decision to ban Darren Lee Newton from working in any regulated activity in the financial services sector.