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Showing 1331 to 1340 of 1909 search results for under the Consumer Duty.
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Wholesale market policy – a year in review
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the -
FCA reveals findings from its first Financial Lives Survey
The Financial Conduct Authority (FCA) has today published the results of its Financial Lives Survey 2017. -
FCA drives changes to Buy Now, Pay Later (BNPL) firms’ contract terms
This statement summarises the changes made by four BNPL firms to their contract terms and contains guidance for firms in this sector more generally. -
Brexit: what does it mean for financial markets to be open?
Speech by Andrew Bailey, Chief Executive of the FCA, at City Week ‘The International Financial Services Forum’. -
Investors in CF Arch cru funds must ask adviser for review
Investors in the CF Arch cru Investment and Diversified funds will be asked if they want their investment reviewed to see if they are entitled to compensation. Find out more about the consumer redress scheme. -
PS19/18: Restricting contract for difference products sold to retail clients
We have finalised rules restricting how CFDs and CFD-like options are sold, marketed, and distributed to retail consumers. -
IFPR implementation observations: quantifying threshold requirements and managing financial resources – concluding report
Further observations on how firms are implementing requirements on the Internal Capital Adequacy and Risk Assessment process and reporting under the Investment Firms Prudential Regime. -
Cryptoasset registration: information for applicants
The FCA's requirements and expectations of cryptoasset businesses for AML/CTF regime registration. -
Product sales data: general guidance and retail investments FAQs
Product sales data: general guidance and retail investments FAQs. -
FCA and PSR respond to the CMA’s guidance on business cooperation under competition law
Both the FCA and PSR are supportive of the CMA’s guidance on its approach to business cooperation under competition law, which was published on 25 March 2020.