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Showing 1371 to 1380 of 1909 search results for under the Consumer Duty.

  1. Uncle Buck LLP enters administration following FCA action

    News stories Published: 27/03/2020 Last modified: 27/03/2020
    The FCA had concerns that Uncle Buck Finance LLP (Uncle Buck) was failing to meet the adequate resources Threshold Condition. Given the severity of these concerns, the FCA has required Uncle Buck to stop lending to customers.
  2. Automated advice: existing rules and guidance

    Firms Published: 27/03/2022 Last modified: 10/02/2023
    Before applying for Innovation Pathways, read our existing rules and guidance to check whether your question is covered.
  3. Consumer investments data review April 2021 – March 2022

    Data Published: 18/10/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 31 March 2022.
  4. Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation

    Press Releases Published: 31/03/2014 Last modified: 01/04/2014
    will be undertaken to ensure that this market is working well for consumers. ... using the FCA’s consumer protection objective to undertake a programme of work ensuring that consumers are being treated fairly.
  5. Early indications that reforms of financial advice are working

    Press Releases Published: 16/12/2014 Last modified: 12/04/2024
    Financial advisers are offering investors an increasingly professional service tailored to their individual needs, an FCA review has found.
  6. Motor finance agreements and coronavirus: temporary guidance for firms

    Finalised guidance Published: 24/04/2020 Last modified: 04/12/2020
    FCA temporary motor finance guidance applies to regulated firms that issue regulated motor finance agreements.
  7. FCA finds weak price competition in some areas of the asset management sector

    Press Releases Published: 18/11/2016 Last modified: 18/11/2016
    The Financial Conduct Authority (FCA) has today published the interim findings of its asset management market study, which suggests that there is weak price competition in a number of areas of the asset management industry.
  8. Consumer warning on Flipping Cars Ltd and My Car Broker Ltd

    News stories Published: 02/09/2021 Last modified: 03/09/2021
    News story on Flipping Cars Ltd and My Car Broker Ltd agreeing with the FCA that it will no longer take any payments in advance from customers for its services to help customers source and purchase vehicles. 
  9. Handbook changes to reflect the introduction of the Lifetime ISA: CP16/32

    Consultation papers Published: 16/11/2016 Last modified: 26/01/2017
    We are consulting on proposals to introduce a Lifetime Individual Savings Account (LISA) and the changes required to our Handbook rules.
  10. City Week: how regulation can help the UK lead in Fintech

    Speeches Published: 26/04/2023 Last modified: 20/03/2024
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry.