Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1411 to 1420 of 1909 search results for under the Consumer Duty.

  1. Financial Conduct Authority publishes first set of data under new complaints rules

    Press Releases Published: 26/04/2017 Last modified: 26/04/2017
    The Financial Conduct Authority (FCA) has published data on the number of complaints reported by firms under new rules which came into force on 30 June 2016.

  2. New Chair of the Financial Conduct Authority’s Practitioner Panel announced today

    Press Releases Published: 23/07/2015 Last modified: 23/07/2015
    general policies and practices are consistent with its general duties, as set out in the Financial Services and Markets Act 2000 (as amended). ... On 1 April 2014, the FCA took over responsibility for consumer credit regulation.

  3. FCA acts to help customers get better rates for cash savings

    Press Releases Published: 09/01/2020 Last modified: 09/01/2020
    The Financial Conduct Authority (FCA) is today proposing to reform the easy access cash savings market. Under new rules all firms will have to set a single easy access rate (SEAR) across all easy access accounts. Firms will have flexibility to offer

  4. RBS fined £87.5 million for significant failings in relation to LIBOR

    Press Releases Published: 06/02/2013 Last modified: 18/11/2021
    The Financial Services Authority (FSA) has fined The Royal Bank of Scotland plc (RBS) £87.5 million for misconduct relating to the London Interbank Offered Rate (LIBOR).

  5. FCA issues first statement of objections to four asset management firms

    Press Releases Published: 29/11/2017 Last modified: 29/11/2017
    The Financial Conduct Authority (FCA) has issued a statement of objections to four asset management firms: Artemis Investment Management LLP, Hargreave Hale Ltd, Newton Investment Management Limited and River & Mercantile Asset Management LLP. The

  6. FCA publishes interim findings of study into retirement income market

    Press Releases Published: 12/07/2017 Last modified: 12/07/2017
    The Financial Conduct Authority (FCA) has today published the interim findings of the Retirement Outcomes Review. Launched in July 2016, this is the first major comprehensive study into how the retirement income market is changing since the pension

  7. Firms should strengthen anti-fraud systems and must treat victims of fraud better, review finds

    News stories Published: 07/11/2023 Last modified: 07/11/2023
    We are working with payment service providers to do more to protect consumers from fraud, including authorised push payment (APP) fraud

  8. FCA finds fund managers’ value assessments significantly improved, but still work to do

    Press Releases Published: 10/08/2023 Last modified: 10/08/2023
    Following a review of fund managers’ value assessments, we found that while many firms have better practices in place, some still require improvement.

  9. FCA widens retail and pensions access to Long Term Asset Funds

    News stories Published: 29/06/2023 Last modified: 29/06/2023
    The FCA has set out new rules to give retail investors and more defined contribution pension schemes access to Long Term Asset Funds (LTAF).

  10. Initial advice charges for lump sum investments

    Firms Published: 15/12/2016 Last modified: 15/12/2016
    Read more about the payment of initial advice charges for advice on lump sum investments to retail clients.
Related searches