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Showing 1431 to 1440 of 1909 search results for under the Consumer Duty.
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FCA sets out new rules to maintain access to cash in increasingly digital world
Under the proposals, designated banks and building societies will need to assess access to cash gaps, taking in local factors such as demographics and transport. -
FCA places restrictions on twice as many consumer investment firms this year
The FCA has placed restrictions on twice as many firms in the investment market compared to last year, as part of its strategy designed to prevent harm in the consumer investment market. -
CP15/20: Investing in authorised funds through nominees
Given that we are considering the effectiveness of disclosures required under the rules due to come into force and that we will be conducting a market study in this area, we ... The proposals will also be of interest to consumers who invest in authorised -
FCA confirms new rules to improve oversight of Appointed Representatives
Our new rules to make authorised financial firms more responsible for their appointed representatives (ARs). -
FCA publishes review of business interruption insurance claims handling
The FCA publishes the latest BI data and sets out examples of good practice and where insurance firms have fallen short of expectations in their handling of BI claims. -
Second consultation on new prudential regime for UK investment firms
The IFPR introduces a new prudential regime for MiFID investment firms regulated by the FCA. It will create a single, proportionate regime that reflects firms’ size and business. -
FCA and OSC sign Co-operation Agreement to support innovative businesses
Under a new Co-operation Agreement (Agreement), innovative FinTech businesses in Ontario and the United Kingdom will be able to seek support from their financial regulators as they seek to operate in the other’s market. -
DP20/2: Prudential requirements for MiFID investment firms
This Discussion Paper sets out initial views as well as technical details on the Investment Firm Directive (IFD) and the Investment Firm Regulation (IFR). The Government will be introducing a framework for the new regime for UK firms. We are seeking -
Eight weeks remaining for card security product holders to claim compensation
The FCA has worked closely with Affinion International Limited, and banks and card providers, to set up this consumer redress scheme. ... Eligible product holders have until 18 March 2016 under the AI Scheme to return their completed compensation claim -
Nikhil Rathi discusses the FCA’s pandemic response and his vision for the future
Read the highlights of new FCA Chief Executive Nikhil Rathi's first Inside FCA Podcast interview