Search results
Showing 1491 to 1500 of 1909 search results for under the Consumer Duty.
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CP15/11: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes
The Transparency Directive (TD) principally harmonises requirements on companies regarding information disclosure. -
CP14/13: Strengthening accountability in banking: a new regulatory framework for individuals
Consumers may be interested how individual accountability is being enhanced within relevant firms. ... However, under the statutory and regulatory framework in place at the time, individual accountability was often unclear or confused. -
Market abuse requires a dynamic response to a changing risk profile
This is a significant risk. Firms should also consider client confidentiality, the duties under COBs and our Principles for firms to consider the best interests of their clients. ... It was once said that there is nothing new under the sun and perhaps -
FCA launches enhanced Financial Services Register to protect consumers
The FCA has today launched its updated Financial Services (FS) Register – including a simpler design and clearer language. -
FCA proposes temporary financial relief for customers impacted by coronavirus
The FCA proposes targeted temporary measures to support users of certain consumer credit products who are facing a financial impact because of the coronavirus situation. -
Proceeds of fraud - Detecting and preventing money mules
We share the key findings from our review of payment account providers’ systems and controls against money mule activity. -
Review of retained provisions of the Consumer Credit Act: Final report
On 25 March 2019, we submitted our final report on the review of the retained provisions of the Consumer Credit Act 1974 (CCA), to HM Treasury. We have also published the report. -
Statement on the FCA’s regulatory and criminal investigation into WealthTek Limited Liability Partnership
On 8 November, the FCA sought and obtained a Restraint Order under the Proceeds of Crime Act 2002. -
FCA and Hong Kong Insurance Authority sign Fintech co-operation agreement
The Financial Conduct Authority (FCA) announces today that it has entered into a co-operation agreement with the Hong Kong Insurance Authority (IA) to enhance collaboration in supporting Fintech innovation. -
FCA warns that younger investors are taking on big financial risks
The Financial Conduct Authority (FCA) has published research findings into better understanding investors who engage in high-risk investments like cryptocurrencies and foreign exchange.