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Showing 1521 to 1530 of 1909 search results for under the Consumer Duty.
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FCA appoints executive directors to co-lead Enforcement and Market Oversight
The Financial Conduct Authority (FCA) has appointed Therese Chambers and Steve Smart as joint Executive Directors of Enforcement and Market Oversight. -
Information about mortgages in Northern Ireland that are in negative equity - July 2020
The FCA provides information about mortgages in Northern Ireland that are in negative equity -
FCA responds to independent reviews into its regulation of London Capital & Finance and Connaught
The FCA has responded to the independent investigations of its supervision of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught) -
FCA reminds consumers financially impacted by coronavirus of the support available
The FCA has published finalised guidance for firms, to ensure that mortgage customers whose homes may be repossessed are treated fairly and appropriately, particularly where there are risks of harm to customers who are vulnerable, including as a -
FCA updates position on cryptoasset Exchange Traded Notes for professional investors
The FCA will not object to requests from Recognised Investment Exchanges (RIEs) to create a UK listed market segment for cryptoasset-backed Exchange Traded Notes (cETNs). These products would be available for professional investors, such as -
Post-Brexit changes for some consumer credit firms from 1 June 2021
We are reminding firms about changes certain consumer credit firms will have to make to pre-contract consumer credit information forms. -
FCA confirms accountability rules for wholesale traders and interim rules on regulatory references
Accordingly the FCA has, as an interim measure, continued the current referencing requirements under the Approved Persons Regime for pre-approved roles. ... 7 March 2017: Application of conduct rules to staff outside the SM&CR and deadline for firms to -
CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime
Consumers may be interested how individual accountability is being enhanced within financial services. -
GC13/5 Supervising retail investment advice: inducements and conflicts of interest
Under these circumstances the rule at COBS 6.1A.9R applies. One of the central objectives of the Retail Distribution Review (RDR) was to remove the potential for adviser remuneration to ... This report sets out the findings of our thematic supervision -
High-cost short-term credit and coronavirus: temporary guidance for firms
This guidance applies to regulated firms that enter into high-cost short-term credit (HCSTC) loans, including payday loans. In addition, this guidance applies to firms that have acquired such loans. It applies to both current loans and loans entered