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Showing 1531 to 1540 of 1909 search results for under the Consumer Duty.

  1. FCA warns insurance firms over product governance rules deadline

    Press Releases Published: 25/08/2021 Last modified: 25/08/2021
    Insurance firms may not be ready to implement new product governance rules there to ensure insurance provides fair value, according to a review published today by the Financial Conduct Authority (FCA).

  2. FCA continues action against unregistered crypto ATMs across the UK

    Press Releases Published: 05/05/2023 Last modified: 09/05/2023
    The FCA has inspected sites in Exeter, Nottingham and Sheffield as part of a continued crackdown on this sector.

  3. British and Australian financial regulators sign agreement to support innovative businesses

    Press Releases Published: 23/03/2016 Last modified: 23/03/2016
    Under a world-first agreement, innovative fintech companies in Australia and the United Kingdom will have more support from financial regulators as they attempt to enter the others’ market.

  4. Review of the use of our Article 23D power for 3-month synthetic sterling LIBOR

    Markets Corporate documents Published: 29/02/2024 Last modified: 29/02/2024
    The report on how the FCA exercised its power under BMR for 3-month sterling LIBOR aligning with its objectives.

  5. FCA bans and fines two individuals for pension advice failings

    Press Releases Published: 20/03/2015 Last modified: 24/03/2020
    Lloyd Pope and Peter Legerton, former directors of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), have been banned from senior positions in financial services by the Financial Conduct Authority (FCA).

  6. FSA and OFT publish guidance to firms designing new payment protection products

    Press Releases Published: 24/01/2013 Last modified: 10/04/2013
    The Financial Services Authority (FSA) and the Office of Fair Trading (OFT) have jointly published final guidance to help prevent the problems associated with Payment Protection Insurance (PPI) recurring in a new generation of products.

  7. FCA confirms guidance for insurance firms on assessing product value

    Press Releases Published: 03/06/2020 Last modified: 03/06/2020
    The Financial Conduct Authority (FCA) is today confirming guidance for insurance firms to consider the impact of coronavirus (Covid-19) on the value of their insurance products

  8. CP14/16: Proposed rules for independent governance committees

    Consultation papers Published: 06/08/2014 Last modified: 29/05/2018
    Under automatic enrolment, employees may be enrolled into schemes without making any active choice about how their pension assets are invested. ... consumers who have workplace personal pensions and consumer groups seeking better protection for consumers

  9. Invesco Perpetual fined £18.6 million for failings in fund management

    Press Releases Published: 28/04/2014 Last modified: 28/04/2014
    Investors place approximately £47 billion in Invesco Perpetual branded funds, much of which is invested by retail consumers. ... range of funds which represented more than 70% of the assets under management;.

  10. FS13/2: Platforms - feedback to Chapter 4 of QCP 13/3

    Feedback statements Published: 08/10/2013 Last modified: 07/02/2022
    We are confirming the definition of ‘platform service’ following our consultation.
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