Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 1591 to 1600 of 1909 search results for under the Consumer Duty.

  1. A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I

    Speeches Published: 24/09/2021 Last modified: 24/09/2021
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the IA Culture in Investment Management Forum
  2. MS18/1: General insurance pricing practices market study

    Market studies Published: 31/10/2018 Last modified: 28/05/2021
    We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified.
  3. PS17/18: CASS 7A and the special administration regime review

    Policy statements Published: 25/07/2017 Last modified: 25/07/2017
    This Policy Statement summarises the feedback we received to our consultation on aspects of the client assets regime, in particular regarding the client money distribution rules and their interaction with the special administration regime.
  4. FCA secures eight confiscation orders totalling almost £2.2 million

    Press Releases Published: 24/05/2017 Last modified: 24/05/2017
    The Central Criminal Court has made confiscation orders against the two final defendants who were convicted of offences following one of the FCA’s largest investigations into unauthorised activity. 
  5. FCA outlines stronger rules to protect consumers from rogue financial promotions

    Press Releases Published: 06/12/2022 Last modified: 06/12/2022
    The FCA has proposed new measures to clamp down on illegal, unfair or misleading financial marketing.
  6. Millions of customers together save nearly £1 billion due to overdraft rule changes

    Press Releases Published: 19/04/2023 Last modified: 19/04/2023
    Improved overdraft rules brought in by the FCA have reduced high fees for unarranged borrowing, removed complex charging structures and introduced help for those who were repeatedly using their overdraft.
  7. Defined Benefit (DB) transfers – further update on our work

    Multi-firm reviews Published: 05/06/2020 Last modified: 24/08/2020
    We set out further findings from our assessment of the suitability of defined benefit (DB) transfer advice, as part of a package of measures to improve standards in this area.
  8. New Chairs of the Financial Conduct Authority’s Practitioner Panels announced today

    Press Releases Published: 06/02/2015 Last modified: 03/11/2016
    The Practitioner Panels are part of the system that the FCA set up to make and maintain effective arrangements for consulting practitioners and consumers on the extent to which its general ... policies and practices are consistent with its general duties,
  9. Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes

    Press Releases Published: 17/12/2014 Last modified: 17/12/2014
    Doug Taylor, Independent Consumer Expert. Michelle Cracknell, Chief Executive, The Pensions Advisory Service. ... The audit was conducted by Frontier Economics, working under the direction of the IPB and directly accountable to the independent chair of
  10. We consult on changes to redress calculations for unsuitable pension transfer advice

    News stories Published: 02/08/2022 Last modified: 13/09/2022
    We have today published a consultation proposing updates to how redress is calculated for unsuitable defined benefit transfers advice, following a periodic review.