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Showing 1631 to 1640 of 1909 search results for under the Consumer Duty.
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FCA takes first criminal action against an individual acting as unlicensed consumer credit lender
Mr Dharam Prakash Gopee has today, 17 January 2017, appeared at Westminster Magistrates Court charged with offences under the Consumer Credit Act 1974 and the Financial Services and Markets Act 2000. These charges arise from an investigation -
The Joint Regulatory Oversight Committee welcomes OBL’s submission of two data collection frameworks
Open Banking Limited (OBL) has published two data collection frameworks. One for levelling up API availability and performance in open banking and the second for mitigating risk of financial crime. -
FSA confirms approach to using temporary product intervention rules that will be used by the FCA
The Financial Services Authority (FSA) has confirmed its approach to temporary product intervention. This sets out the process for the Financial Conduct Authority (FCA) when it makes emergency rules to protect consumers. -
FCA fines Barclays £72 million for poor handling of financial crime risks
To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to protect and enhance the integrity of the UK financial system; and to promote ... effective competition in the interests of consumers. -
PS16/18: Changes to the Decision Procedure and Penalties manual and the Enforcement Guide for the implementation of the Market Abuse Regulation
including:. changes to our decision-making procedure in DEPP 2 to include the new powers that we will have under the Financial Services and Markets Act 2000 (FSMA). ... It will also be of interest to consumers who directly or indirectly deal and invest -
FCA takes further action against unregistered crypto ATMs in East London
In a joint operation with the Metropolitan Police, we have used our powers to inspect several sites suspected of hosting illegally operating crypto ATMs -
CP16/10: Proposed implementation of the Enforcement Review and the Green Report
informing the subject of an investigation about the matters under investigation. ... This consultation does not directly affect consumers. However, as these proposals concern the transparency of the FCA’s approach to enforcement decision-making and its -
Finalised Guidance: Mortgages and coronavirus: further updated tailored support guidance for firms
This guidance is designed to enable firms to continue to deliver support to customers affected by the coronavirus pandemic. -
FCA secures confiscation order totalling £291,070 against convicted fraudster
A confiscation order of £291,070.36 was made against Mark Barry Starling in Southwark Crown Court. -
Funeral plan providers – list of firms not authorised from 29 July 2022
Firms that will not be authorised to sell new funeral plans after 29 July and you should not buy a new plan from them.