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Showing 1661 to 1670 of 1909 search results for under the Consumer Duty.

  1. Martin Brokers (UK) Limited fined £630,000 for significant failings in relation to LIBOR

    Press Releases Published: 15/05/2014 Last modified: 22/03/2016
    Martins agreed to settle at an early stage of the investigation and therefore qualified for a 30% discount under the FCA’s settlement discount scheme. ... Benchmark reference rates such as LIBOR also affect payments made under a wide range of other
  2. FS20/8: Business interruption insurance test case: feedback on draft guidance

    Policy and guidance Feedback statements Published: 17/06/2020 Last modified: 17/06/2020
    These feedback statement is for the FCA draft guidance on the FCA's expectations for insurers and insurance intermediaries when handling claims and complaints for business interruption policies during the test case brought by the FCA.
  3. PS16/7: Future regulatory treatment of CCA regulated first charge mortgages

    Policy statements Published: 18/03/2016 Last modified: 18/03/2016
    In November 2015 we consulted on the future regulatory treatment of first charge mortgages which were entered into before 31 October 2004 and are regulated under the Consumer Credit Act 1974 ... CCA) and our Consumer Credit sourcebook (CONC).
  4. We force third firm to reverse effect of misleading British Steel Pension Scheme offers

    News stories Published: 19/05/2023 Last modified: 22/05/2023
    The FCA has acted against another firm seeking to avoid liabilities under the British Steel Pension Scheme (BSPS) redress scheme.
  5. CP13/10: Detailed proposals for the FCA regime for consumer credit

    Consultation papers Published: 03/10/2013 Last modified: 30/08/2015
    In particular our proposals will interest:. firms that currently hold individual or group consumer credit licences issued by the OFT under the Consumer Credit Act (CCA). ... firms that are considering carry out consumer credit activities, including debt
  6. The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration

    Press Releases Published: 23/06/2015 Last modified: 23/06/2015
    The FCA is introducing clawback rules (where staff members return part or all of variable remuneration that has already been paid to the institution under certain circumstances) for periods of seven ... To support this it has three operational objectives:
  7. FCA sets out proposals to strengthen its financial promotion rules for high-risk investments

    Press Releases Published: 29/04/2021 Last modified: 29/04/2021
    Read our proposals to help retail investors make more effective decisions on high-risk investments
  8. FCA reminds banks of their obligations when cancelling Continuous Payment Authorities

    Press Releases Published: 28/06/2013 Last modified: 29/11/2016
    Consumers who have set up a regular payment from their account will now be able to successfully cancel that arrangement by contacting their card provider, the Financial Conduct Authority (FCA) said today.
  9. CP13/4: Distribution of retail investments: referrals to discretionary investment managers and adviser complaints reporting

    Consultation papers Published: 04/07/2013 Last modified: 07/02/2022
    We are consulting on some aspects of how to apply rules from our Retail Distribution Review.
  10. Financial Conduct Authority fines Credit Suisse and Yorkshire Building Society for financial promotions failures

    Press Releases Published: 16/06/2014 Last modified: 09/12/2016
    The information provided to customers forms an important part of this.Financial promotions are often the primary source of information for consumers and in this case CSI and YBS let their ... The FCA is interested in how behavioural economics can help