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Showing 1701 to 1710 of 1909 search results for under the Consumer Duty.
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AIM Investment Company fined for failing to disclose inside information as soon as possible
The Financial Conduct Authority (FCA) has today fined Tejoori Limited (Tejoori) £70,000 for failing to inform the market of inside information as required by Article 17(1) of the Market Abuse Regulation (MAR). This is the first fine the FCA has -
FCA turns to science and music to protect public from loan fee fraud this Christmas
The FCA has launched the UK’s first official anti-fraud jingle in a bid to protect consumers against loan fee fraud over the Christmas period. -
TR16/1: Assessing suitability: Research and due diligence of products and services
We undertook this project as previous thematic work and instances of consumer harm have shown that the poor quality of an advisory firm’s research and due diligence is one of ... proceeds in a new product under the recommendation of an adviser). -
FCA and PRA jointly fine Mr James Staley £642,430 and announce special requirements regarding whistleblowing systems and controls at Barclays
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have together fined Mr James Staley, Chief Executive of Barclays Group (Barclays), a total of £642,430. Mr Staley failed to act with due skill, care and diligence -
Joint statement by UK and US authorities on continuity of derivatives trading and clearing post-Brexit
Market participants can be assured of the continuity of derivatives trading and clearing activities between the UK and US, after the UK’s withdrawal from the EU, following this joint statement by the Bank of England including the Prudential -
Finalised Guidance: Mortgages and coronavirus: updated guidance for firms
This guidance applies in the exceptional circumstances arising out of the coronavirus (Covid-19) pandemic and its impact on the financial situation of mortgage customers. -
Rent-to-own provider BrightHouse to provide over £14.8 million in redress to around 249,000 customers
Following engagement with the FCA, BrightHouse has committed to pay over £14.8 million (in the form of cash payments and balance adjustments) to 249,000 customers in respect of 384,000 agreements for lending which may not have been affordable and -
FCA publishes further information about restrictions placed on Micro-E C.I.C
We have published a First Supervisory Notice for Micro-E C.I.C. -
FCA publishes four month update on the banks’ reviews of sales of interest rate hedging products
Martin Wheatley, chief executive of the FCA said:. "With 85 per cent of cases now under review, banks have made progress. ... The review of IRHPs falls under the FCA’s objective to secure an appropriate degree of protection for consumers. -
FCA confirms further support for motor finance and high-cost credit customers
We confirm support for users of motor finance, buy-now pay-later, rent-to-own, pawnbroking and high-cost short-term credit products, who face payment difficulties due to coronavirus.