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Showing 1721 to 1730 of 1909 search results for under the Consumer Duty.

  1. FCA fines PPC for misleading consumers and banks in first CMC case closed by the regulator

    Press Releases Published: 17/12/2019 Last modified: 17/12/2019
    The Financial Conduct Authority (FCA) has fined Professional Personal Claims Limited (PPC) £70,000 for misleading consumers through its websites and printed materials.

  2. PS19/3: General standards and communication rules for the payment services and e-money sectors

    Policy statements Published: 01/08/2018 Last modified: 05/02/2019
    This Policy Statement confirms general standards and communication rules for the payment services and e-money sectors following our Consultation Paper CP18/21.

  3. CP16/9: FCA regulated fees and levies: rates proposals 2016/17

    Consultation papers Published: 04/04/2016 Last modified: 10/08/2021
    We are consulting on our proposed 2016/17 regulatory fees and levies

  4. FCA cancels payday lender’s interim permission, bans director and refuses application to conduct regulated business

    Press Releases Published: 13/10/2016 Last modified: 13/10/2016
    The Financial Conduct Authority (FCA) has banned Andrew Barry Hart, the sole director, controller and ultimate owner of Wage Payment and Payday Loans Limited (WPPL), from performing any role in regulated financial services. The FCA has also

  5. FCA fines compliance officer and broker whose actions enabled market abuse to be committed in October 2010

    Press Releases Published: 08/08/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined David Davis, senior partner and compliance officer of Paul E Schweder Miller & Co, £70,258, and Vandana Parikh, a broker at the same firm, £45,673, for failing to act with due skill, care and

  6. CP14/7: Consumer credit interim permission fees for local authorities

    Consultation papers Published: 28/05/2014 Last modified: 29/11/2021
    We are consulting on amending our rules on fees for local authorities.

  7. FCA tells credit card firms to review their approach to persistent debt customers

    Press Releases Published: 03/02/2020 Last modified: 03/02/2020
    FCA tells credit card firms to review their approach to persistent debt customers.

  8. FCA consults on rules and guidance to improve conduct and communications in payment services and e-money firms

    Press Releases Published: 01/08/2018 Last modified: 01/08/2018
    The Financial Conduct Authority (FCA) is consulting on rules and guidance to improve conduct standards and communications in the payment services and e-money sectors.

  9. FCA fines guarantor lender TFS Loans Ltd (in administration) and requires it to provide redress to affected guarantors

    Press Releases Published: 10/06/2022 Last modified: 10/06/2022
    We have fined TFS Loans Ltd (in administration) £811,900 in relation to deficient affordability checks on 3,150 guarantors in its consumer credit business.

  10. CP16/13: Changes to the Decision Procedure and Penalties Manual and the Enforcement Guide for the implementation of the Market Abuse Regulation

    Consultation papers Published: 22/04/2016 Last modified: 13/10/2016
    under section 2(2) of the European Communities Act 1972. ... This Consultation Paper will be of interest to consumers who directly or indirectly deal and invest in any of the FIs indicated above.
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