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Showing 1761 to 1770 of 1909 search results for under the Consumer Duty.

  1. TenetConnect Limited (TCL) and TenetConnect Services Limited (TCSL) enter administration

    Firms in administration News stories Published: 05/06/2024 Last modified: 05/06/2024
    TCL and TCSL oversaw networks of financial advisers, who operated as appointed representatives.

  2. Information on non-financial misconduct and financial misconduct allegations - May 2022

    FOI Release Date of Release: 24/05/2022
    The FCA provides information on the types of allegations received by its whistleblowing team.

  3. FCA consults on new rules to improve the approach to open-ended funds investing in illiquid assets

    Press Releases Published: 08/10/2018 Last modified: 08/10/2018
    The Financial Conduct Authority (FCA) is consulting on new rules and guidance to reduce the potential for harm to investors in funds that hold illiquid assets, particularly under stressed market conditions. These measures will also support the

  4. FCA sets out next steps to improve defined benefit pension transfer market

    Press Releases Published: 05/06/2020 Last modified: 05/06/2020
    FCA sets out a package of measures designed to address weaknesses across the defined benefit (DB) transfer market.

  5. PS18/22: Authorised push payment fraud – extending the jurisdiction of the Financial Ombudsman Service

    Policy statements Published: 26/06/2018 Last modified: 14/12/2018
    In this policy statement, we summarise and respond to feedback to Consultation Paper 18/16: Authorised push payment fraud – extending the jurisdiction of the Financial Ombudsman Service.

  6. Rent-to-own, buy-now pay-later and pawnbroking agreements and coronavirus: temporary guidance for firms

    Finalised guidance Published: 24/04/2020 Last modified: 30/11/2020
    FCA temporary guidance applies to regulated firms that enter into rent-to-own (RTO), buy-now pay-later (BNPL) (as defined in the FCA Handbook), or pawnbroking agreements.

  7. FCA to consult on use of 'side pockets' for retail funds with exposure to sanctioned and suspended Russian assets

    Statements Published: 16/03/2022 Last modified: 16/03/2022
    The FCA has begun discussions with stakeholders about options to allow UK authorised retail funds to make exceptional use of 'side pockets' given the significant practical challenges in disposing of Russian and Belarussian assets in the context of

  8. DP22/3: Operational resilience: critical third parties to the UK financial sector

    Discussion papers Published: 21/07/2022 Last modified: 11/04/2023
    In this joint Discussion Paper with the Prudential Regulation Authority and the Bank of England, we share our views – and ask for yours – on potential ways to manage the systemic risks to our objectives posed by certain third parties.

  9. PS21/2: Amendments to single and cumulative transaction thresholds for contactless payments

    Policy statements Published: 03/03/2021 Last modified: 03/03/2021
    This PS summarises the responses we received on our proposed changes relating to the contactless card payments limits at Q5 and Q6 in CP21/3.

  10. Regulated financial advice firms and individuals that attempt to avoid their redress liabilities

    Tasks for regulated firms Published: 14/12/2018 Last modified: 13/02/2023
    The FCA provides information to regulated financial advice firms
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