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Showing 1811 to 1820 of 1909 search results for under the Consumer Duty.

  1. FCA sets out plans to deliver £71.2 million of compensation to former British Steel Pension Scheme members

    Press Releases Published: 31/03/2022 Last modified: 31/03/2022
    The FCA has published proposals for a compensation scheme for former members of the British Steel Pension Scheme (BSPS) who received unsuitable advice to transfer out of the fund.

  2. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

    Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
    Its provisions will take effect on 3 January 2017. We want to engage with firms and consumers as early as possible in the transposition process. ... We would welcome feedback from firms, industry and consumer groups, and other stakeholders on the

  3. Finalised Guidance: Bounce Back Loan Scheme: guidance for firms using Pay as You Grow options

    Finalised guidance Published: 26/01/2021 Last modified: 26/01/2021
    Read FG20/6 (PDF)

  4. FSA fines Prudential £30 million and censures CEO for failing to inform regulator of 2010 acquisition plans

    Press Releases Published: 27/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has fined companies in the Prudential Group (Prudential) a total of £30 million for breaching FSA Principles and UKLA Listing Principles. The fines relate to Prudential’s failure to inform the FSA at the

  5. FCA launches consultation on a new type of fund to support investment in long-term assets

    Press Releases Published: 07/05/2021 Last modified: 07/05/2021
    The FCA has launched a consultation on proposals for a new category of fund designed to invest efficiently in long-term, illiquid assets.

  6. The FCA publishes findings of review into interest-only mortgages and reaches agreement with lenders to contact interest-only borrowers

    Press Releases Published: 02/05/2013 Last modified: 24/11/2021
    The Financial Conduct Authority (FCA) has published its research into consumers’ ability to repay their interest-only mortgages when they mature.

  7. CP16/14: UCITS V Level 2 Regulation, SFTR and consequential changes to the Handbook

    Consultation papers Published: 19/05/2016 Last modified: 19/05/2016
    We are consulting on proposed changes to the Client Assets sourcebook (CASS) and the Collective Investment Schemes sourcebook (COLL), following the adoption of the Undertakings for Collective Investment in Transferable Securities V Level 2

  8. Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation

    Speeches Published: 14/11/2014 Last modified: 20/10/2015
    remedy for press, consumer organizations and regulators to spot poor value products; consumers confirming purchase of GAP insurance again after the sale; and improvements to the way add-ons are offered ... And that, in turn, opens up the prospect of

  9. Occasional Paper No. 9: Two plus two makes five? Survey evidence that investors overvalue structured deposits

    Occasional papers Published: 05/03/2015 Last modified: 05/03/2015
    Consumers may struggle to evaluate complex financial products for a number of reasons. ... Presenting likely product returns based on our quantitative model was somewhat more effective than showing returns under various hypothetical scenarios.

  10. PS15/11: Buy-to-let mortgages – implementing the Mortgage Credit Directive Order 2015, feedback on CP15/3 and final rules

    Policy statements Published: 05/06/2015 Last modified: 13/10/2016
    In this Policy Statement we summarise the feedback we received to the proposals contained in CP15/3 and give our responses. We are also publishing our final Handbook rules and guidance on implementing the Government’s legislative regime for
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