Search results
Showing 1871 to 1880 of 1909 search results for under the Consumer Duty.
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PS20/15: High-risk investments: Marketing speculative illiquid securities (including speculative mini-bonds) to retail investors
The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities - including speculative mini-bonds - to retail investors -
Three individuals convicted and sentenced to a combined 24 and a half years for 'all-or-nothing’ investment fraud
Three people have been convicted for investment fraud and sentenced to a total of 24 and a half years for their roles, in a prosecution brought by the FCA. -
FCA fines former Head of JP Morgan’s CIO International £792,900 for failing to be open and co-operative
standards expected of an approved person under Statement of Principle 4. ... To support this it has three operational objectives: to secure an appropriate degree of protection for consumers; to protect and enhance the integrity of the UK financial system; -
FS20/3: Temporary financial relief for consumers impacted by coronavirus: feedback on draft guidance and rules
We summarise responses to our proposals to provide consumers with temporary support because of the coronavirus (Covid-19) situation -
CP21/15: Benchmarks Regulation: how we propose to use our powers over use of critical benchmarks
We are consulting on how we propose using two new powers introduced through amendments to the Benchmarks Regulation (BMR) under the Financial Services Act 2021 (FS Act). -
GC15/5: Ring-fencing: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes
In addition, we are also required under the secondary legislation on ring-fencing to make rules specifying the information that non ring-fenced bodies must provide to certain individuals. ... For more information:. see CP15/23: Ring-fencing: Disclosures -
FCA calls on firms to act following review of costs and charges disclosure in the investment sector
The Financial Conduct Authority (FCA) has today published the key findings of supervisory work to assess the effectiveness of disclosure by asset managers and intermediaries, such as wealth managers, to their retail customers. This work was prompted -
FS20/16: Coronavirus and customers in financial difficulty: feedback on draft additional guidance for insurance and premium finance firms
On 16 October 2020, we published proposals on how firms should continue to seek to help customers who hold insurance and premium finance products and may be in financial difficulty because of coronavirus (Covid-19), after 31 October 2020. This -
The FCA sets out in detail how it will regulate consumer credit, including payday lending, when it takes over responsibility in April 2014
The key elements of the proposed consumer credit regime are:. Affordability checks for every credit agreement to ensure that only consumers that can afford a loan can get a loan. ... Consumers will continue to have access to the Financial Ombudsman -
FG16/1: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes
In September 2015 we consulted on proposed guidance on our approach to ring-fencing transfer schemes (RFTSs ) and, more generally, our key responsibilities in supporting the wider implementation of ring-fencing in the UK.