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Showing 321 to 330 of 1909 search results for under the Consumer Duty.

  1. From Diocletian to pay day loans: what can we learn from successful and unsuccessful price regulation?

    Speeches Published: 27/02/2018 Last modified: 27/02/2018
    Speech by Mary Starks, Director of Competition and Chief Economist at the FCA, delivered at the Social Market Foundation (SMF) lecture, London.

  2. Trust and confidence - ensuring firms’ ethics are built around their customers

    Speeches Published: 12/11/2013 Last modified: 12/11/2013
    Speech by Clive Adamson, Director of Supervision, at the Insurance Institute of London, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Pension savers claim over £30 million lost to scams as regulators urge footie fans to show scammers the red card

    Press Releases Published: 25/08/2020 Last modified: 25/08/2020
    A total of £30,857,329 has been reportedly lost to pension scammers since 2017 according to complaints filed with Action Fraud, says the Financial Conduct Authority and The Pensions Regulator.

  4. Money Laundering Regulations

    Firms Focus areas Published: 23/12/2019 Last modified: 21/02/2023
    Find out more about Money Laundering Regulations (MLRS) and how firms need to comply.

  5. Implementing the Consumer Duty in the Consumer Investments sector [pdf]

    Correspondence Published: 03/02/2023
    Consumer Duty letter – Consumer Investments

  6. Consumer Duty detailed timeline [pdf]

    Documents Published: 27/09/2022
    Full timeline of the key Consumer Duty milestones.

  7. Implementing the Consumer Duty in the Contract for Difference (CFD) portfolio [pdf]

    Correspondence Published: 06/04/2023
    Implementing the Consumer Duty in the Contract for Difference (CFD) portfolio.

  8. FIN074 returns – who needs to complete and why

    Tasks for firms Published: 18/03/2024 Last modified: 18/03/2024
    To work out if your firm needs to pay the Economic Crime Levy, we’ll send you a FIN074 return to complete. If you believe your firm is exempt, contact us.

  9. Implementing the Consumer Duty in Asset Management, Custody & Fund Services and Alternatives portfolios [pdf]

    Correspondence Published: 03/02/2023
    Consumer Duty Letter – Asset Management, Custody & Fund Services and Alternatives

  10. Implementing the Consumer Duty for the Debt Advice portfolio [pdf]

    Correspondence Published: 21/02/2023
    Consumer Duty letter for the Debt Advice portfolio
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