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Showing 381 to 390 of 1909 search results for under the Consumer Duty.

381. Authorisation

     Firm authorisation Firms Last modified: 19/12/2023
     Authorisation landing page

382. FG22/5: Final non-Handbook Guidance for firms on the Consumer Duty [pdf]

     Finalised guidance Published: 27/07/2022 Last modified: 14/06/2023
     The Consumer Duty sets the standard of care that firms should give to customers in retail financial markets.

383. PS22/9: A new Consumer Duty [pdf]

     Policy statements Published: 27/07/2022
     We set out the final rules and guidance for a new Consumer Duty that will set higher expectations for the standard of care firms give consumers.

384. Terms of Reference for the Wider Implications Framework [pdf]

     Corporate documents Published: 29/08/2023
     Incorporating the statutory statement of policy for the cooperation duty under section 415C FSMA.

385. Sample business plan

     Firm authorisation Published: 25/10/2023 Last modified: 25/10/2023
     If you're applying to be authorised by the FCA, learn what to include in your regulatory business plan (RBP).

386. CP21/13: A new Consumer Duty [pdf]

     Consultation papers Published: 14/05/2021
     We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards consumers

387. Regulated covered bonds

     Firms Regulated markets Published: 13/05/2016 Last modified: 08/02/2023
     Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.

388. Ed Smith interview on Consumer Duty outcomes monitoring [mp3]

     Published: 28/06/2023

389. Market Watch 75

     Newsletters Published: 31/10/2023 Last modified: 31/10/2023
     Newsletter on market conduct and transaction reporting issues, October 2023.

390. Trade repositories

     Focus areas Published: 07/01/2019 Last modified: 12/01/2024
     We are the UK regulator of trade repositories (TRs).