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Showing 401 to 410 of 1909 search results for under the Consumer Duty.

401. Pension scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.

402. FCA Connect

     Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
     FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

403. Side pockets

     Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
     Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

404. TechSprints

     Tasks for firms Focus areas Published: 06/09/2017 Last modified: 18/03/2024
     Find out more about what TechSprints are and details of our upcoming TechSprint events.

405. Securitisation

     Markets Markets policy Published: 30/07/2018 Last modified: 20/11/2023
     Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,

406. Mortgage fraud

     Consumers Your rights Published: 04/04/2016 Last modified: 20/03/2023
     If you mislead a lender about the sale price of your home, you could be committing fraud. Find out how this crime works and how to protect yourself.

407. Funeral plan providers and intermediaries

     Funeral plan providers and intermediaries Last modified: 13/03/2023
     The FCA regulates the pre-paid funeral plans sector. See all our resources for firms.

408. Notifications under Payment Services Regulations 2017

     Tasks for regulated firms Published: 02/02/2017 Last modified: 10/02/2023
     Read about the reporting and notification requirements under the PSRs, including major incident reporting.

409. Financial crime

     Tasks for firms Published: 30/07/2015 Last modified: 11/03/2024
     Integrity of the UK's financial markets requires the FCA to ensure firms have effective systems and controls to detect, prevent and deter financial crime. Learn from good and poor examples and browse our guide to financial crime.

410. Cryptoassets: our work

     Focus areas Published: 23/01/2019 Last modified: 03/05/2024
     Learn more about our work on cryptoassets to ensure consumers are protected, market integrity is upheld, and competition works in the interest of consumers.