Search results
Showing 471 to 480 of 1909 search results for under the Consumer Duty.
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Future into focus
Speech by Martin Wheatley, Chief Executive, the FCA, at the International Swaps and Derivatives Association (ISDA) conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Request for Martin Wheatley emails on IRHP - April 2022
The FCA provides emails to and from the email account of Martin Wheatley in which the interest rate hedging product (IRHP, swaps) review was referred to between 1 January 2013 and 1 July 2013. -
Firm specific complaints data
The FCA provides complaints data at firm level by different product categories. The data can be accessed through the firm specific sortable tables or downloaded in Excel. -
Directory of certified and assessed persons
Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details. -
CP22/22: Proposed extended asset retention requirements for firms under the British Steel Pension Scheme consumer redress scheme [pdf]
This consultation is proposing an extension to our temporary asset retention rules, following the final rules on the BSPS consumer redress scheme. -
Financial Penalty Scheme
Find out how the FCA's Financial Penalty Scheme works and how we use retained penalties for the benefit of firms. -
Report mortgage fraud: advisers
As a mortgage broker it is essential you have sufficient controls in place to prevent your firm being used for committing fraud. Read more about what you should report. -
Examples of unfair terms
Find how your firm can spot an unfair contract term and avoid including it in a consumer contract. -
Mini-bonds
Find out about mini-bonds and why retail investors should exercise caution when buying them. -
Financial crime in the payments and e-money sector: webinar
Webinar with the UK Financial Intelligence Unit on financial crime in the payments and e-money sector .