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Showing 481 to 490 of 1909 search results for under the Consumer Duty.

  1. Mini-bonds

    Consumers Know your rights Published: 17/05/2019 Last modified: 06/06/2022
    Find out about mini-bonds and why retail investors should exercise caution when buying them.

  2. Enhancing market integrity

    About us What we do Published: 19/04/2016 Last modified: 13/12/2023
    The FCA aims to support a healthy and successful financial system, where firms can thrive and consumers can place their trust in transparent and open markets.

  3. The expanding scope of individual accountability for corporate misconduct

    Speeches Published: 03/04/2017 Last modified: 05/04/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement

  4. Allied Wallet Limited

    Statements Published: 10/06/2019 Last modified: 07/04/2020
    Liquidators appointed over Allied Wallet.

  5. FG18/7: Fairness of variation terms in financial services consumer contracts under the Consumer Rights Act 2015 [pdf]

    Finalised guidance Published: 19/12/2018

  6. Experienced professionals

    Join us Published: 28/09/2016 Last modified: 05/03/2024
    Find out what we look for in candidates, learn about the wide range of benefits available to our employees and access resources to support your application.

  7. Changes to the Financial Promotions Order

    Statements Published: 06/03/2024 Last modified: 06/03/2024
    The FCA has carried out changes to Financial Promotion Order exemptions for high net worth individuals.

  8. GC18/2: Fairness of variation terms in financial services consumer contracts under the Consumer Rights Act 2015 [pdf]

    Guidance consultations Published: 17/05/2018

  9. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

  10. Dealing with firms based in Gibraltar

    Consumers Published: 19/06/2024 Last modified: 19/06/2024
    Check if you’re protected and how to complain if you're dealing with a Gibraltar-based firm that’s passporting into the UK.
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