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Showing 541 to 550 of 1909 search results for under the Consumer Duty.

  1. Initial Coin Offerings

    Statements Published: 12/09/2017 Last modified: 27/02/2019
    Consumer warning about the risks of Initial Coin Offerings (‘ICOs’)

  2. MiFID II: authorisation and variation of permissions

    News stories Published: 18/09/2017 Last modified: 30/08/2023
    The FCA publishes MiFID 2 guide.

  3. Information for newly authorised firms

    Published: 30/09/2022 Last modified: 25/05/2023
    As a newly authorised firm, learn about the systems you'll use and important things you need to know.

  4. Financial promotions data 2021

    Data Published: 03/02/2022 Last modified: 10/01/2023
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2021 to 31 December 2021.

  5. Senior Managers and Certification Regime

    Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
    The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

  6. FSA - FG12/1 [pdf]

    Finalised guidance Published: 09/01/2012 Last modified: 20/10/2014
    Statement on using Switching Terms in mortgage contracts under the Unfair Terms in Consumer Contracts Regulations 1999

  7. Climate change and sustainable finance

    Published: 19/04/2021 Last modified: 24/06/2024
    The FCA's work on climate change and other environmental, social and governance (ESG) issues.

  8. Service standards 2020/21

    Data Published: 15/07/2021 Last modified: 15/07/2021
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2020/21.

  9. Agreements with overseas regulators

    About us What we do Last modified: 17/12/2021
    See the Memoranda of Understanding (MoUs) and other agreements we have with overseas regulators.

  10. Buildings insurance for leasehold properties

    Firms General insurers and insurance intermediaries Published: 30/04/2021 Last modified: 30/04/2021
    Our expectations of regulated firms when arranging and providing fair value buildings insurance for leasehold apartment buildings.
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