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Showing 681 to 690 of 1909 search results for under the Consumer Duty.
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Regulations for third party Payment Providers
Find out more about AIS and PIS, including our role in regulating providers. -
The New Market Infrastructure
Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA v former iSOFT directors
The Financial Conduct Authority (FCA) has today announced that it has decided not to pursue a second retrial in the case against Stephen Graham, Timothy Whiston and John Whelan (formerly of ISoft plc) at Southwark Crown Court. The FCA will also not -
Statement on EBA guidelines on remuneration policies for public consultation
The FCA prudentially regulates approximately 1,000 firms under CRD IV and applies the proportionality principle to the smaller of these firms, given in particular its importance to our competition duty. -
FSA - GC13/3 Code of Practice for the relationship between the external auditor and the supervisor (‘the Code’)
SUP 3.8 – Auditors – ‘auditors must cooperate with the FCA while carrying out their duties (3.8.2R)’. ... 2001/2188)). An auditor has a statutory duty to report certain matters to the FCA (3.8.10G, this guidance simply summarises the position -
Building a regulatory environment for the future
Speech by our CEO, Nikhil Rathi, delivered at City Week 2021. -
British Steel pension redress scheme
You could be owed money if you were given poor advice to transfer out of the BSPS. Find out more about the FCA’s redress scheme. -
Notification requirements in the Money Laundering Regulations for FSMA authorised firms
Firms authorised under Financial Services and Markets Act (FSMA) who we supervise under the Money Laundering Regulations are required to tell us if they carry out certain activities. Read more on who this applies to and how to tell us. -
Compliance, Culture and Evolving Regulatory Expectations
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight. -
Competition and insurance
Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the General Insurance conference, London.This is the text of the speech as drafted, which may differ from the delivered version.