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Showing 711 to 720 of 1909 search results for under the Consumer Duty.

  1. FSA - Notice of Undertaking: London Scottish Bank plc [pdf]

    Undertakings Published: 05/10/2010 Last modified: 30/05/2013
    Undertakings FSA - Notice of Undertaking: London Scottish Bank plc - In October 2006, we obtained an undertaking from London Scottish Bank Plc under the Unfair Terms in Consumer Contracts Regulations 1999. In September 2010 the undertaking was

  2. PS19/22: Guidance on Cryptoassets

    Policy statements Published: 23/01/2019 Last modified: 01/08/2019
    The FCA has carried out work on cryptoassets, both as part of a broader UK Cryptoasset Taskforce and independently to achieve our objectives. This policy statement is the next step in the FCA’s work on cryptoassets and sets out details on where

  3. MLA D: Lending - business flow and rates FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA D: Lending - business flow and rates FAQs

  4. Investigation opening criteria

    How we operate Published: 22/04/2016 Last modified: 21/02/2022
    Factors the FCA considers when deciding to open an investigation, including how it detects and assesses serious misconduct

  5. Case concerning CEO referred to the Upper Tribunal

    Press Releases Published: 11/12/2015 Last modified: 11/12/2015
    Ms Grigg’s failures resulted in the group operating under a flawed risk management framework which did not adequately identify and mitigate risks to the group’s customers, causing consumer detriment. ... To support this it has three operational

  6. REP025 data item: FAQs

    Tasks for firms Published: 26/10/2023 Last modified: 24/06/2024
    Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).

  7. Lessons to learn from the GameStop episode

    InvestSmart Last modified: 23/03/2023
    Learn what happened to the share price of retailer GameStop, how to spot the drawbacks of a risky investment and decide whether it’s right for you.

  8. Finance for positive, sustainable change

    Blogs Published: 10/02/2023 Last modified: 14/02/2023
    In this blog, Sacha Sadan delves into how the FCA has been working with industry, government and global partners to raise ESG standards.

  9. Accountability, from debate to reality

    Speeches Published: 14/07/2015 Last modified: 19/04/2016
    Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the City & Financial conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Motor finance agreements and coronavirus: draft temporary guidance for firms

    Guidance consultations Published: 17/04/2020 Last modified: 30/11/2020
    This guidance applies to regulated firms that issue regulated motor finance agreements.
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