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Showing 821 to 830 of 1909 search results for under the Consumer Duty.

  1. FCA confirms new rules for P2P platforms

    Press Releases Published: 04/06/2019 Last modified: 04/06/2019
    Following consultation, the Financial Conduct Authority (FCA) is introducing rules designed to prevent harm to investors, without stifling innovation in the peer-to-peer (P2P) sector. When the FCA set its first rules for P2P, it committed to keep
  2. Hype – spot the signs and manage your FOMO

    InvestSmart Last modified: 08/08/2022
    We look at hype, exploring the factors investors should consider when deciding on an investment, and how to manage your FOMO.
  3. FCA fines Henderson £1.9m for fund failings

    Press Releases Published: 20/11/2019 Last modified: 24/01/2020
    The Financial Conduct Authority (FCA) has fined Henderson Investment Funds Limited (HIFL) £1,867,900 for failing to treat fairly more than 4,500 retail investors in two of its funds, Henderson Japan Enhanced Equity Fund and the Henderson North
  4. Statement of Policy: listed companies and recapitalisation issuances during the coronavirus crisis

    Statements Published: 08/04/2020 Last modified: 28/06/2022
    The FCA today announces a series of measures aimed at assisting companies to raise new share capital in response to the coronavirus crisis while retaining an appropriate degree of investor protection.
  5. Strand Capital Limited enters administration

    Press Releases Published: 17/05/2017 Last modified: 18/05/2017
    Strand Capital Limited (Strand), an investment management firm, formally entered the Special Administration Regime (SAR) insolvency proceedings on 17 May 2017.
  6. Retirement income market data 2021/22

    Data Published: 06/10/2022 Last modified: 25/09/2023
    This page provides analysis of the latest data from firms on the retirement income market for 2021/22.
  7. FCA operating service metrics 2021/22

    Data Published: 19/07/2022 Last modified: 20/12/2023
    The FCA provides information about the timeliness of its operating service metrics (formerly known as service standards) in a range of areas for 2021/22.
  8. FG13/3 - Code of Practice for the relationship between the external auditor and the supervisor

    Finalised guidance Published: 12/07/2013 Last modified: 07/03/2016
    This Code has been updated to reflect the changes in the statutory objectives of the FCA under the Financial Services Act 2012. ... This guidance was updated in March 2016 to reflect the FCA’s statutory duty to meet the auditors of certain firms and
  9. Setting high standards for pre-paid funeral plans

    About us What we do Published: 19/07/2022 Last modified: 01/08/2022
    In 2019, the Government decided to bring the pre-paid funeral plan sector under FCA regulation. Our rules help make sure that authorised firms don't operate in ways that cause harm.
  10. News for EDS Insure policyholders

    News stories Published: 24/11/2014 Last modified: 21/11/2016
    You can also contact our Consumer Helpline on 0800 111 6768 (freephone) or 0300 500 8082 for further information. ... What did you find helpful? Share page. Consumer Helpline. Telephone: 0800 111 6768.