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Showing 831 to 840 of 1909 search results for under the Consumer Duty.
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Annual controllers reporting
Firms should report to us once a year, within 4 months of your accounting reference date. Find out more about how to do this. -
Reporting sanctions evasions
If you have information about sanctions evasion or weaknesses in sanction controls we want you to report it to us. -
PS16/24: Capping early exit pension charges: feedback on CP16/15 and final rules
We are publishing Handbook rules that discharge a new duty placed on us by parliament to cap early exit charges in existing and new personal and stakeholder personal pension schemes. -
FCA stops BDSwiss offering contracts for differences (CFDs) to UK customers
The FCA has acted to stop a Cypriot-based firm, BDSwiss Holding Plc, and other members of the BDSwiss Group from offering high risk contracts for differences (CFDs) to UK investors. -
From intellectual certainty to debate
The threat to leaders becomes more obviously ‘existential’, if you like, than under the threat of a corporate fine – with those who do attest at the front of the queue should ... Is there, as the report last week asked, a consumer protection issue -
FCA fines former fund manager Paul Stephany
The Financial Conduct Authority (FCA) has fined Paul Stephany, a former fund manager at Newton Investment Management Limited, £32,200 for his conduct in relation to an Initial Public Offering (IPO) and a placing. -
Heritage Pensions Limited in liquidation
As Heritage Pensions Limited has entered liquidation, we set out the steps Heritage clients should take and advice on how to protect against scams. -
Transforming how we support consumers online
Not everyone wants to engage with a regulator, but we hope our new consumer section will help people feel comfortable and confident coming to us. -
Open regulators and open markets
Speech by Ashley Alder, Chair, delivered at the UK Mission to the European Union. -
Investment Firms Prudential Regime (IFPR)
The IFPR is our new prudential regime for MiFID investment firms. The regime came into force on 1 January 2022.