Search results
Showing 841 to 850 of 1909 search results for under the Consumer Duty.
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Two arrests connected to suspected illegal £1 billion cryptoasset business
The FCA, working with the Metropolitan Police Service, has conducted an operation to arrest 2 individuals, aged 38 and 44, suspected of running an illegal cryptoasset exchange. -
Financial Crime: analysis of firms’ 2017-2020 REP-CRIM data
The FCA provides analysis of the annual financial crime data return (REP-CRIM) submissions for the 3 reporting periods between 2017-2020. -
Investment Association Annual Dinner 2017
Speech by Andrew Bailey, Chief Executive of the FCA, at the Investment Association Annual Dinner 2017. -
Calibrating controls to build confident markets
Speech by Sarah Pritchard, Executive Director of Markets and International at the Financial Crime Summit 2023 by 1LoD. -
Apply to approve an individual or firm
Find out what you need to know before submitting your application. -
Remuneration and performance management of sales staff (SYSC 19F)
FCA provides rules on staff incentives and the remuneration of sales staff and advisers. -
A financial system to support the recovery
Speech by Charles Randell, Chair of the FCA, to a virtual roundtable of bank chairs hosted by UK Finance. -
Preparing your firm's wind-down plan
Wind-down plans help firms exit the market in an orderly manner if their business is no longer viable. Find out when and how to prepare one for your firm. -
Electronic money and payment service providers: conduct of business requirements
Read more about how conduct of business requirements affect payment service providers (PSPs) and electronic money issuers. -
FS19/2: a duty of care and potential alternative approaches – summary of responses and next steps
FCA published a feedback statement following our Discussion Paper on a duty of care and potential alternative approaches.