Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 931 to 940 of 1909 search results for under the Consumer Duty.

  1. Information on FCA regulated firms - October 2022

    FOI Release Date of Release: 18/10/2022
    The FCA provide information on FSMA.

  2. FCA asks banks to reconsider branch closures during coronavirus lockdown

    Statements Published: 28/01/2021 Last modified: 28/01/2021
    Firms are reminded to consider the impact of national restrictions on compliance with the Principles, given our existing guidance on branch closures. 

  3. FCA Research into the issue of de-risking

    News stories Published: 24/05/2016 Last modified: 24/05/2016
    The FCA is tasked with ensuring an appropriate degree of consumer protection and promoting effective competition in the interests of consumers, while at the same time protecting and enhancing the integrity ... This piece of work was commissioned to

  4. Andrew Bailey speech at the Annual Public Meeting 2019

    Speeches Published: 17/07/2019 Last modified: 17/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.

  5. Liberty SIPP Limited enters administration

    Statements Published: 28/04/2020 Last modified: 28/04/2020
    On 27 April 2020, the directors of Liberty SIPP Limited, a firm authorised and regulated by the Financial Conduct Authority (FCA), appointed Andrew Poxon & Alex Cadwallader of Leonard Curtis as Joint Administrators ('administrators').

  6. Signposting to pensions guidance: our findings

    Research insights Published: 13/07/2016 Last modified: 17/08/2021
    Since April 2015, consumers have had greater choice around how they access their Defined Contribution (DC) pension savings. It is important that consumers looking to access these savings understand the consequences of the decisions they make.

  7. Information for customers of AFX Markets Limited

    News stories Published: 27/08/2019 Last modified: 16/10/2020
    On 27 August 2019, the High Court of Justice of England and Wales appointed special administrators to AFX Markets Limited following an application for a special administration order made by the FCA.

  8. Catherine Bradley appointed as non-executive director

    Press Releases Published: 08/07/2014 Last modified: 08/07/2014
    Catherine Bradley said:. "The FCA has a vital role to play in the regulatory landscape for consumers and for firms. ... This appointment has been made under the Financial Services and Markets Act 2000, as amended by the Financial Services Act 2012 ("the

  9. FCA seeks views on regulatory approach for overseas funds

    News stories Published: 04/12/2023 Last modified: 04/12/2023
    In preparation for the new Overseas Funds Regime (OFR), the Financial Conduct Authority (FCA) has set out its proposals for how the regime should operate.

  10. Pensions: A view from the FCA

    Speeches Published: 17/09/2018 Last modified: 17/09/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Gleneagles.
Related searches