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Showing 961 to 970 of 1909 search results for under the Consumer Duty.

961. Funeral plans: check your provider is authorised

     Consumers Published: 24/08/2021 Last modified: 13/03/2024
     Whether you're buying a new funeral plan or you already have one, find out how to make sure your provider is authorised by us, and what you should do if it isn’t.

962. Keeping up with the credit sector: the FCA’s view on the market today

     Speeches Published: 30/03/2017 Last modified: 30/03/2017
     Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, at Credit Summit in London.

963. FCA to launch enhanced Financial Services Register

     Mortgage lenders and intermediaries News stories Published: 09/07/2020 Last modified: 13/07/2020
     The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register. We will then add a directory of certified and assessed persons to the Register.

964. Consumer Credit: 4 years of FCA regulation

     News stories Published: 27/03/2018 Last modified: 27/03/2018
     The FCA marks 4 years since it took on responsibility for regulation of consumer credit.

965. 'Finfluencers’ charged for promoting unauthorised trading scheme

     Press Releases Published: 16/05/2024 Last modified: 03/07/2024
     We have charged nine individuals in relation to an unauthorised foreign exchange trading scheme promoted on social media.

966. Recovery plans – initial observations

     News stories Published: 19/05/2016 Last modified: 19/05/2016
     For example, firms did not always provide sufficient evidence to justify the expected proceeds from a sale under stressed market conditions. ... Plans that include an appropriate communication strategy are likely to be more effective, particularly under

967. FCA publishes its Annual Funding Requirement for 2013/14

     Press Releases Published: 09/04/2013 Last modified: 15/04/2013
     The Financial Conduct Authority (FCA) has announced its Annual Funding Requirement (AFR) for 2013/14. On 1 April 2013 the FCA and the Prudential Regulation Authority (PRA) replaced the Financial Services Authority (FSA). The Bank of England has

968. Convicted illegal money lender sentenced to three and a half years imprisonment

     Press Releases Published: 09/02/2018 Last modified: 12/01/2023
     Dharam Prakash Gopee (64), was today sentenced to three and a half years imprisonment by a Judge in Southwark Crown Court after guilty verdicts.

969. FCA introduces cap on early exit pension charges

     Press Releases Published: 15/11/2016 Last modified: 15/11/2016
     The Financial Conduct Authority (FCA) has today announced its final rules on capping early exit charges for consumers eligible to access the government’s pension reforms from age 55.

970. Investigation opening criteria

     About us How we regulate Published: 21/04/2016 Last modified: 27/02/2024
     Factors we consider when deciding to open an investigation, including how we assess serious misconduct.