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Showing 1151 to 1160 of 2644 search results for vulnerable customers.

  1. Dear CEO letter - The FCA's expectations of debt management firms when customers or customer information are being transferred [pdf]

    Correspondence Published: 26/11/2015 Last modified: 02/12/2015

  2. Hype – spot the signs and manage your FOMO

    InvestSmart Last modified: 08/08/2022
    We look at hype, exploring the factors investors should consider when deciding on an investment, and how to manage your FOMO.

  3. Debating trust and confidence in banking

    Speeches Published: 28/05/2015 Last modified: 28/05/2015
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the ResPublica Vocational Banking event in London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Client money flowchart [pdf]

    Archive Published: 09/03/2007 Last modified: 05/08/2016
    Use this flowchart to help you understand what client money is and how to check you are protecting it.

  5. We request data from banks on account closures

    News stories Published: 09/08/2023 Last modified: 09/08/2023
    FCA sends information request to the largest banks and building societies.

  6. CFO Lending Limited enters administration

    News stories Published: 19/09/2016 Last modified: 18/05/2021
    CFO Lending Limited (CFO) formally entered into administration on 6 April 2017.

  7. Information request to with-profits firms

    News stories Published: 30/06/2017 Last modified: 30/06/2017
    Today we have issued an information request to the majority of firms with with-profits business to help us carry out a multi-firm review of the sector.

  8. FCA censures London Capital & Finance plc

    Press Releases Published: 11/10/2023 Last modified: 11/10/2023
    The Financial Conduct Authority (FCA) has censured London Capital & Finance (LCF) for its unfair and misleading financial promotions of minibonds.

  9. DJS (UK) Limited enters administration

    Statements Published: 09/12/2019 Last modified: 09/12/2019
    On 5 December, DJS (UK) Limited, trading as PiggyBank Zero, PiggyBank Instalment loans, PiggyBank Loans, Aeroplane Loans, PiggyBank Guarantor Loans, was placed into administration. Shane Biddlecombe and Gordon Johnston at HJS Recovery UK Limited

  10. FCA Final Notice 2014: Forex Capital Markets Limited (FXCM Ltd) and FXCM Securities Limited (FXCM Securities) [pdf]

    Final notices Published: 26/02/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 6, PRIN 11, and COBS related to unfair treatment of customers, and failing to be open and co-operative in the trading firms sector. We imposed a fine and redress.
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