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Showing 1161 to 1170 of 2644 search results for vulnerable customers.

  1. Community engagement

    About us How we operate Published: 03/04/2016 Last modified: 25/01/2023
    Community engagement at the FCA aligns to three themes: future skills, developing skills and utilising skills.

  2. FSA factsheet: Improving the quality of your financial advice process [pdf]

    Archive Published: 14/07/2006 Last modified: 05/08/2016
    This factsheet is for you if you provide financial advice to private customers. It is a toolkit you might want to use to identify areas of your advice process to focus on. How you use it may vary according to your business model.

  3. MMP Financial Limited enters administration

    Statements Published: 10/12/2019 Last modified: 10/12/2019
    MMP Financial Limited enters administration

  4. FCA proposes cap on early exit charges

    Press Releases Published: 26/05/2016 Last modified: 26/05/2016
    The new cap is not related to the recent review of the fair treatment of longstanding customers. ... The duty placed on the FCA by HMT is focused solely on exit charges for customers accessing their pension freedoms.

  5. Portfolio letter: FCA Supervision Strategy for Lloyd’s & London Market Insurers and Others [pdf]

    Correspondence Published: 23/11/2020 Last modified: 23/11/2020
    FCA lettr setting out our view of the key potential risks of harm to your customers or the markets you operate in.

  6. Final Notice 2015: Quick Purchase [pdf]

    Final notices Published: 23/10/2015 Last modified: 23/10/2015
    This Final Notice refers to breaches of PRIN 6 and MCOB (Mortgage Conduct of Business Rules) related to unfair treatment of customers in the sale and rent back sector. We imposed a fine and redress.

  7. Apply to become a pre-paid funeral plans firm

    Firms Published: 11/06/2021 Last modified: 04/12/2023
    If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply.

  8. FSA - Treating Customers Fairly: Management Information [pdf]

    Archive Published: 14/07/2006 Last modified: 03/08/2016

  9. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Supercapital Ltd has entered administration

    News stories Published: 01/10/2019 Last modified: 01/10/2019
    Glint Pay Services Ltd (FRN 900657) is authorised and supervised by the FCA to issue e-money and provide payment services under the Electronic Money Regulations 2011 (the EMRs).
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