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Showing 1171 to 1180 of 2644 search results for vulnerable customers.
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Electronic Commerce Directive: operation after the transition period
The ability for UK firms to continue to service EEA customers using the ECD exclusion has ended. Find out more about how this may affect you. -
FG15/10 - Risks to customers from performance management at firms
In March 2015 we consulted on proposed guidance to help firms mitigate the risks that are posed to consumers by inappropriate performance management practices in firms. -
Buy As You View – enters administration
Dunraven Finance Ltd, trading under the name Buy as You View (BAYV), has been placed in administration. BAYV was a rent-to-own provider selling household goods, such as electronics and furniture on hire purchase to customers. -
The treatment of politically exposed persons
The FCA has reviewed how effectively firms are following guidance on politically exposed persons for anti money-laundering purposes and proposed changes. -
FCA announces plans to stop CMC phoenixing
New rules being proposed will put a stop to claims management phoenixing across the market. -
Improving the suitability of financial advice
Speech by Debbie Gupta, Director of Life Insurance and Financial Advice Supervision at the FCA, delivered at Money Marketing Interactive Conference 2019, Harrogate. -
Secondary credit brokers
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
FCP Insurance Consultants Limited
UK customers of FCP Insurance Consultants Limited (FCP) should be aware that from November 15 the firm can no longer sell insurance in this country and it is not allowed to -
MiFID II – the road ahead
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Conduct in a new era: leaders rejecting complacency
Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version.