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Showing 1211 to 1220 of 2645 search results for vulnerable customers.

  1. Modification by consent: GEN, SYSC, TC, MIPRU, ICOBS, PROD and SUP

    Tasks for regulated firms Published: 28/10/2022 Last modified: 08/12/2022
    Find out how this modification works and how to take advantage of it.
  2. Financial promotions quarterly data 2021 Q1

    Data Published: 05/04/2021 Last modified: 03/02/2022
    The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules, this data is for 2021 Q1.
  3. From Innovation Hub to Innovation Culture

    Speeches Published: 05/06/2019 Last modified: 28/06/2024
    Speech by Nick Cook, director of innovation delivered at the 6th Central Bank Executive Summit.
  4. FCA publishes update on the cash savings market

    Statements Published: 06/12/2023 Last modified: 06/12/2023
    This data update follows the 14-point action plan the FCA set out in July and delivers on its commitment to monitor relevant firm and market trends.
  5. Final Notice 2018: Larksway Investments Limited (in Liquidation) [pdf]

    Final notices Published: 27/11/2018
    This final notice refers to breaches of COND, DISP, PRIN 6 and PRIN 11 related to threshold conditions, unfair treatment of customers and failing to be open and co-operative in the Insurance Mediation sector. We imposed a cancellation.
  6. How we process approved person applications

    Tasks for regulated firms Published: 12/05/2015 Last modified: 08/12/2022
    Find out what happens after submitting your application, including how long it takes for us to make a decision and the possible outcomes.
  7. Primary Market Bulletin 44

    Newsletters Published: 20/03/2023 Last modified: 20/03/2023
    This edition covers diversity and inclusion, when a prospectus is required in Schemes of Arrangement and regulatory news with multimedia content.
  8. Duty calls: Future-proofing finance for everyone

    Press Releases Published: 28/12/2023 Last modified: 03/01/2024
    Now into the second year of its 3-year strategy, FCA outlines some key achievements and milestones from the last 12 months.
  9. Product sales data: cancellations and corrections

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: cancellations and corrections
  10. Power brokers: how to transform into the lynchpins of the ecosystem

    Speeches Published: 16/05/2024 Last modified: 16/05/2024
    Speech by Emily Shepperd, FCA Chief Operating Officer at the British Insurance Brokers' Association Conference.