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Showing 1231 to 1240 of 2645 search results for vulnerable customers.

1231. FCA sets out its approach to international firms

      Press Releases Published: 03/02/2021 Last modified: 03/02/2021
      The FCA today published its approach to the authorisation and supervision of international firms.

1232. FCA confirms new rules for P2P platforms

      Press Releases Published: 04/06/2019 Last modified: 04/06/2019
      Following consultation, the Financial Conduct Authority (FCA) is introducing rules designed to prevent harm to investors, without stifling innovation in the peer-to-peer (P2P) sector. When the FCA set its first rules for P2P, it committed to keep

1233. First Fortune Private & Trust ( www.firstfortune2u.com; www.firstfortuneprivatebt.com)

      Warnings Published: 31/07/2013 Last modified: 15/03/2019
      We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

1234. Business interruption insurance test case – Insurer claims data

      Data Published: 31/03/2023 Last modified: 31/03/2023
      The FCA gathers information regularly from all affected insurers on the progress of their non-damage business interruption insurance claims, and publishes this data.

1235. FCA bans two individuals for lack of integrity

      Press Releases Published: 09/06/2016 Last modified: 09/06/2016
      PCD also failed to declare to customers the fees it was receiving from a number of these investments. ... fees could later be added to the forms (and taken from customers’ funds) without their knowledge.

1236. Building trust in sustainable investments

      Speeches Published: 23/11/2020 Last modified: 23/11/2020
      Speech by Richard Monks on building trust in sustainable investments.

1237. Electronic money and payment service providers: conduct of business requirements

      Tasks for firms Published: 29/07/2015 Last modified: 30/08/2023
      Read more about how conduct of business requirements affect payment service providers (PSPs) and electronic money issuers.

1238. Packaged bank accounts: TR16/8

      Thematic reviews Published: 20/10/2016 Last modified: 20/10/2016
      This report provides the findings from our thematic review into packaged bank accounts (PBAs). The review was performed to assess how firms implemented the PBA Insurance: Conduct of Business Sourcebook rules that were introduced in March 2013. We

1239. FCA sets out new rules for the platforms industry

      Press Releases Published: 26/04/2013 Last modified: 29/04/2013
      The Financial Conduct Authority has published rules to make the way that investors pay for platforms more transparent. In the future, platforms, in both the advised and non-advised market, will not be allowed to be funded by payments (commonly

1240. FundingSecure Ltd enters administration

      News stories Published: 23/10/2019 Last modified: 23/10/2019
      News story on FundingSecure Ltd entering administration.