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Showing 1301 to 1310 of 2645 search results for vulnerable customers.
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Support for automated models
If you’re developing an automated advice or guidance model, find out more about some of the firms previously supported and how Innovation Pathways can support you. -
TR: Staff remuneration and incentives
This review looked at how consumer credit firms pay and incentivise their staff and manage the risks arising from these reward arrangements. -
The House Crowd Limited enters administration
On 24 February 2021, the Directors of The House Crowd Limited, a regulated Peer-to Peer (P2P) firm, placed the Company into administration and appointed Frank Ofonagoro, Jeremy Woodside and Frank Wessely of Quantuma Advisory Limited as Joint -
Outsourcing in the life insurance sector
We set out our findings from our review of outsourcing and third-party service providers. We identified governance over outsourcing as a priority area for supervision in the life insurers’ portfolio strategy -
FCA acts to help customers get better rates for cash savings
The Financial Conduct Authority (FCA) is today proposing to reform the easy access cash savings market. Under new rules all firms will have to set a single easy access rate (SEAR) across all easy access accounts. Firms will have flexibility to offer -
Naylors Finance Limited enters administration
On 18 September 2023 Naylors Finance Limited – a high-cost lending firm – entered into administration. -
IRHP: claims for consequential loss
IRHP: claims for consequential loss. -
Maintaining market confidence: an update on Brexit
Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit -
Regulatory Decisions Committee (RDC)
The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee. -
TR14/7: Clarity of fund charges
We found examples of firms who provided their customers a consistent, combined charge figure across all relevant documents and platforms, but there were still examples of firms referring to different charge ... communications with retail customers should