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Showing 1321 to 1330 of 2645 search results for vulnerable customers.

  1. Investment Association Annual Dinner 2017

    Speeches Published: 17/10/2017 Last modified: 17/10/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Investment Association Annual Dinner 2017.
  2. The future of Financial Services with data and AI

    Published: 11/03/2022 Last modified: 11/03/2022
    This session is part of Data Week, an annual event held within the FCA to build the data capabilities of our people as we become a data-led regulator.
  3. Appropriate Examinations: Mortgage Advice [pdf]

    Documents Published: 19/01/2009 Last modified: 03/08/2016
    Standards for Appropriate Examinations for those advising a customer on a regulated mortgage contract
  4. TR17/1: Customer understanding: Retail banks and building societies

    Thematic reviews Published: 17/07/2017 Last modified: 17/07/2017
    This report provides the findings from our thematic review into firms’ assessment of customer understanding of transactions delivered by retail banks and building societies to consumers.
  5. Primary credit brokers

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.
  6. Preparing for the future of Consumer Investments

    Corporate documents Published: 08/12/2023 Last modified: 08/12/2023
    We want consumers of all wealth levels to be able to make good investment decisions, with confidence and understanding of the risks and the protection involved.
  7. FCA business plan and risk outlook published

    Press Releases Published: 23/03/2013 Last modified: 01/05/2013
    The Financial Services Authority (FSA) has published the business plan and risk outlook for the Financial Conduct Authority (FCA) for 2013/14. The FSA will be replaced by the FCA and the Prudential Regulation Authority (PRA) on 1 April 2013.
  8. Dear CEO Letter: ensure your customers understand how their money is protected [pdf]

    Correspondence Published: 18/05/2021
    Dear CEO Letter: ensure your customers understand how their money is protected.
  9. High-cost credit review update

    Feedback statements Published: 31/01/2018 Last modified: 31/01/2018
    We are publishing an update on progress and direction of travel in our high-cost credit review, indicating the further work we are doing and the timelines for our work.
  10. Safeguarding requirements for authorised payment institutions and electronic money institutions

    Tasks for regulated firms Published: 29/07/2015 Last modified: 10/02/2023
    Find out what safeguarding means for authorised PIs and EMIs.