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Showing 1331 to 1340 of 2645 search results for vulnerable customers.

  1. FCA business plan and risk outlook published

    Press Releases Published: 23/03/2013 Last modified: 01/05/2013
    The Financial Services Authority (FSA) has published the business plan and risk outlook for the Financial Conduct Authority (FCA) for 2013/14. The FSA will be replaced by the FCA and the Prudential Regulation Authority (PRA) on 1 April 2013.

  2. High-cost credit review update

    Feedback statements Published: 31/01/2018 Last modified: 31/01/2018
    We are publishing an update on progress and direction of travel in our high-cost credit review, indicating the further work we are doing and the timelines for our work.

  3. FCA Final Notice 2014: Invesco Asset Management Limited, Invesco Fund Managers Limited [pdf]

    Final notices Published: 28/04/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3, PRIN 7 and COLL related to unfair treatment of customers in the asset management sector. We imposed a fine.

  4. Safeguarding requirements for authorised payment institutions and electronic money institutions

    Tasks for regulated firms Published: 29/07/2015 Last modified: 10/02/2023
    Find out what safeguarding means for authorised PIs and EMIs.

  5. The view from the regulator: developing our approach

    Speeches Published: 10/03/2017 Last modified: 10/03/2017
    Speech by Mary Starks, Director of Competition at the FCA, delivered at the AIC conference ‘Making choices in uncertain times’.

  6. Dear Chair letter to firms on fair treatment of SME customers during collections and recoveries [pdf]

    Correspondence Published: 12/07/2022
    Letter to retail banks with small and medium sized enterprise customers on action needed to ensure fair treatment.

  7. Forthplus Pensions Limited in administration – advice on next steps and how to protect yourself from scams

    News stories Published: 20/10/2021 Last modified: 24/03/2022
    On 18 October 2021 the directors of Forthplus Pensions Limited, appointed Andrew Poxon, Alex Cadwallader and Barry Stewart of Leonard Curtis Business Solutions Group as joint administrators.

  8. FCA publishes Call for Inputs on Big Data

    Press Releases Published: 24/11/2015 Last modified: 24/11/2015
    or in vulnerable situations.

  9. Customers of three debt management firms should stop making payments

    News stories Published: 18/09/2014 Last modified: 13/11/2014
    Debt management customers of Gregson and Brooke Financial Services (trading as Expert Money Solutions), One Tick (trading as Debt Savers Direct and 1-Tick) and the Money Management Service should stop making payments to these firms.

  10. Raising standards in new firms and financial promotions

    About us What we do Published: 22/11/2022 Last modified: 30/11/2022
    The FCA has created a new function to help new firms improve their standards and protect consumers from bad practice.
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