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Showing 1341 to 1350 of 2645 search results for vulnerable customers.

  1. Final Notice 2021: Crosfill & Archer Claims Limited [pdf]

    Final notices Published: 28/06/2021
    This Final Notice refers to breaches of breach of the Conduct of Authorised Persons Rules 2014 (“CAPR”) related to unfair treatment of customers in the claims management sector. We imposed a financial penalty.

  2. Business loans to which the Coronavirus Business Interruption Loan Scheme applies

    Firms Published: 20/03/2020 Last modified: 20/03/2020
    We have a continued interest in firms lending in a way that does not lead to harm to consumers (including small businesses protected by the consumer credit regime).

  3. Samrat Bhandari sentenced in FCA prosecution of £1.4 million investment scheme

    Press Releases Published: 31/01/2018 Last modified: 31/01/2018
    Samrat Bhandari, who played a prime role in the operation of an investment scheme which led to investors losing just over £1.4 million, was today sentenced at Southwark Crown Court to a total of 3½ years’ imprisonment. He was also disqualified

  4. RMA-E Professional indemnity insurance self certification: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
    RMA-E Professional indemnity insurance self certification: FAQs

  5. Loan-based crowdfunding platforms: summary of our rules

    New firm authorisation Published: 11/05/2015 Last modified: 13/08/2021
    The following rules may be relevant for firms operating in the loan-based crowdfunding (including peer-to-peer and peer-to-business) market when considering their investment activities.

  6. Notification requirements in the Money Laundering Regulations for FSMA authorised firms

    Tasks for regulated firms Published: 27/06/2017 Last modified: 21/02/2023
    Firms authorised under Financial Services and Markets Act (FSMA) who we supervise under the Money Laundering Regulations are required to tell us if they carry out certain activities. Read more on who this applies to and how to tell us.

  7. Final Notice 2019: Standard Life Assurance Limited [pdf]

    Final notices Published: 23/07/2019
    This final notice (Standard Life Assurance Limited) refers to breaches of PRIN 3, PRIN 6 and COBS related to the unfair treatment of customers in the Life Insurance sector. The FCA imposed a financial penalty.

  8. Commercial Insurance Claims: Findings from Research with SME Customers [pdf]

    External research Published: 22/05/2015 Last modified: 22/05/2015
    The SME Commercial Claims research was commissioned by the FCA. It was conducted by Quadrangle who carried out the recruitment, fieldwork, analysis, presentations and report writing.

  9. Sova Capital Limited enters special administration

    News stories Published: 03/03/2022 Last modified: 04/03/2022
    On 3 March 2022, the Court appointed David Philip Soden, Ian Colin Wormleighton and Stephen Browne, all of Teneo, as Joint Special Administrators.

  10. What firms should focus on

    Good and poor practice Published: 05/08/2015 Last modified: 14/06/2023
    The FCA's key messages for firms on unfair contract terms and examples of good and poor practice.
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