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Showing 1411 to 1420 of 2645 search results for vulnerable customers.

  1. How to flex your organisation's power through culture and conduct

    Speeches Published: 23/11/2023 Last modified: 23/11/2023
    Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at City & Financial's Culture and Conduct Forum.

  2. FCA bans partners of firm that failed to consider customer SIPP suitability

    Press Releases Published: 17/04/2014 Last modified: 20/05/2014
    This was then compounded by the partners’ failure to ensure that their customers fully understood these risks”. ... s investigation, and the FSCS’s work on whether redress may be due to some or all of 1 Stop’s customers.

  3. Access to cash coverage in the UK 2022 Q1

    Data Published: 25/05/2023 Last modified: 26/05/2023
    The FCA provides an overview of geographical cash access coverage in the UK at the end of the first quarter of 2022.

  4. MLA F: Mortgage lending - arrears analysis FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA F: Mortgage lending - arrears analysis FAQs

  5. Promoting competition in the financial services sector

    Speeches Published: 11/03/2014 Last modified: 18/03/2014
    Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Future of Financial Services summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Efficiency and effectiveness: our approach to primary markets

    Speeches Published: 01/03/2017 Last modified: 01/03/2017
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg.

  7. FSA - General Insurance and Pure Protection Products [pdf]

    Archive Published: 14/07/2006 Last modified: 03/08/2016
    This report is based on our supervisory work, information from individual firms and trade bodies and customer bodies active in this sector (rather than firm specific visits, surveys or similar).

  8. FCA writes to a further 950 DB pension advice customers potentially entitled to compensation

    News stories Published: 18/10/2021 Last modified: 18/10/2021
    The FCA has now written to a total of 3,591 defined benefit (DB) pension transfer advice customers this year to tell them they may be entitled to compensation.

  9. The future of pensions: act today to plan for tomorrow

    Speeches Published: 13/03/2024 Last modified: 13/03/2024
    Speech by Nikhil Rathi delivered at JP Morgan Pensions and Savings Symposium

  10. Speech: Culture in UK banking – regulatory priorities

    Insight Published: 18/10/2016 Last modified: 17/02/2017
    To explain the last point a little.There is a long history of apparently clear principles of financial conduct regulation such as ‘treating customers fairly’ and of firms signing up for ... objectives and consumers.For instance, whether the latter
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