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Showing 1441 to 1450 of 2645 search results for vulnerable customers.

  1. September 2014: Internal Audit report: A review of the Customer Contact Centre (CCC) [pdf]

    Corporate documents Published: 21/10/2015 Last modified: 25/01/2016
    This document was submitted to the Treasury Committee on 01 October 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury
  2. Rowanmoor Personal Pensions enters administration

    News stories Published: 31/08/2022 Last modified: 06/03/2023
    Rowanmoor Personal Pensions Limited is a Self-Invested Personal Pension operator authorised and regulated by the FCA.
  3. Investors warned over Connaught Income Funds

    News stories Published: 26/05/2011 Last modified: 16/07/2014
    However, customers need to be aware that these bank accounts have stronger investor protections should anything go wrong and offer lower risks to your money than there is investing in the
  4. FCA confirms plans to protect new funeral plan customers from July 2022

    News stories Published: 05/11/2021 Last modified: 05/11/2021
    Once pre-paid funeral plans come under our regulation next July, customers will be protected if their authorised plan provider fails.
  5. Five individuals banned and fined for causing losses to pension customers

    Press Releases Published: 09/05/2022 Last modified: 09/05/2022
    The FCA has prohibited five directors of financial advice firms from working in financial services and fined them over £1 million, after they caused significant losses to pension customers.
  6. FCA censures Premier FX for payment rule breaches

    Press Releases Published: 25/02/2021 Last modified: 26/02/2021
    The FCA has publicly censured Premier FX Limited for failing to safeguard its customers’ money and for misuse of its payment accounts under the Payments Services Regulations.
  7. Correspondence with the Association of British Insurers about EU withdrawal [pdf]

    Correspondence Published: 14/03/2018
    An exchange of letters between the FCA and the Association of British Insurers about the UK’s withdrawal from the EU and what this means for insurers’ customer communications.
  8. Research into experiences of customers who are victims of unauthorised transactions in pursuing their claims with payment providers [pdf]

    External research Published: 28/07/2015 Last modified: 28/07/2015
    Research Report from Strictly Financial
  9. FCA statement on regulation of pre-paid funeral plans

    Statements Published: 26/11/2020 Last modified: 26/11/2020
    We welcome the Government’s laying of legislation setting out a timetable for bringing the regulation of pre-paid funeral plans within our remit.
  10. Business Loan Network Limited enters administration

    News stories Published: 16/04/2021 Last modified: 16/04/2021
    On 15 April 2021, the Directors of Business Loan Network Limited, a regulated Peer-to Peer (P2P) firm, received court approval to place the firm into administration.