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Showing 1511 to 1520 of 2645 search results for vulnerable customers.
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FCA sets out its approach to the share trading obligation
We confirm our approach to the STO) at the end of the Brexit transition period, if mutual equivalence is not agreed. -
Consumer warning on pre-paid probate plans
We strongly advise you to consider carefully whether a pre-paid probate plan meets your needs and offers value before buying as there are no regulatory protections in place for you. -
Financial watchdog fines Equifax Ltd £11 million for role in one of the largest cyber security breaches in history
FCA fines Equifax £11,164,400 for failing to manage and monitor the security of UK consumer data it had outsourced to its parent company based in the US. -
MoneyThing Capital Limited enters administration
On 21 December 2020, the Directors of MoneyThing Capital Limited, a regulated Peer-to Peer (P2P) firm, placed the firm into administration and appointed Tom Straw and Milan Vuceljic of Moorfields Advisory Ltd as Joint Administrators. -
MiFID II: product governance review
In this MiFID II review we looked at product governance in a sample of 8 asset management firms. -
FCA Portfolio: High cost lending letter 2022 [pdf]
This letter provides FCA’s updated view of the key risks that High Cost Lenders pose to their consumers or the markets they operate in. It is important that firms during the cost of living that firms proactively take steps to manage and mitigate -
Tougher rules for payday lenders take effect
Additional rules for payday lenders and other firms offering high-cost short-term credit take effect from 1 July 2014. Find out more about what these lenders now have to do. -
Product sales data: mortgages FAQs
Read our mortgages FAQs to help your product sales data submission. -
The Financial Conduct Authority’s Statement on Payment Protection Insurance (PPI)
the difference between the commission the customer paid (eg 72% of the premium, as in Plevin) and 50% of the premium paid – i.e. ... 22% of premium in this example; plus. the historic interest the customer has paid on that portion of the premium (ie -
‘Big Tech a priority’ says FCA Chief Executive
In a speech delivered today, the FCA's Chief Executive Nikhil Rathi announced the regulator's plans to examine how Big Tech firms’ unique access to large sets of data could unlock better products, more competitive prices and wider choice for