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Showing 1531 to 1540 of 2645 search results for vulnerable customers.

  1. Letter to Rt Hon Nicky Morgan MP from Andrew Bailey regarding improving switching options for mortgage customers [pdf]

    Correspondence Published: 10/01/2019

  2. Implementing Technology Change

    Firms Multi-firm reviews Published: 05/02/2021 Last modified: 05/02/2021
    This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce

  3. Can financial distress be predicted or is that just life (events)?

    Insight Published: 03/08/2016 Last modified: 17/02/2017
    of characteristics are especially vulnerable to future financial distress, and therefore whether lending to them may be predictably unaffordable and harmful.

  4. FCA proposes temporary financial relief for customers impacted by coronavirus

    Press Releases Published: 02/04/2020 Last modified: 03/04/2020
    The FCA proposes targeted temporary measures to support users of certain consumer credit products who are facing a financial impact because of the coronavirus situation.

  5. Three charged over CFD trading pension fraud

    Press Releases Published: 15/05/2024 Last modified: 11/07/2024
    The FCA has charged 3 individuals with fraud for their alleged involvement in a high-risk trading scheme, which targeted people’s pension savings.

  6. The role of investment managers in the post Covid-19 recovery

    Speeches Published: 08/07/2020 Last modified: 08/07/2020
    Speech by Christopher Woolard, Interim Chief Executive at the FCA, delivered at a webinar hosted by The Investment Association..

  7. Product sales data: process related aspects FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: process related aspects FAQs

  8. FCA fines RBS and NatWest for failures in mortgage advice process

    Press Releases Published: 27/08/2014 Last modified: 12/09/2014
    The issues with the sales process included affordability assessments failing to consider the full extent of a customer’s budget when making a recommendation, failing to advise customers who were looking ... This resulted in customers being placed at

  9. FCA to ban motor finance discretionary commission models

    Press Releases Published: 28/07/2020 Last modified: 18/02/2021
    FCA will introduce a ban on discretionary commission models. Currently, some car retailers and motor finance brokers receive commission which is linked to the interest rate that customers pay – creating an incentive to sell more expensive credit

  10. UK Forex (Clone of FCA authorised firms)

    Warnings Published: 18/06/2020 Last modified: 01/06/2021
    UK Forex (Clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect
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