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Showing 1541 to 1550 of 2645 search results for vulnerable customers.

  1. Aggregate complaints data: 2019 H1

    Data Published: 17/10/2019 Last modified: 17/10/2019
    This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2019, between 1 January and 30 July 2019. This includes the latest trends and analysis by product group. 

  2. CP19/2: Brexit and contractual continuity

    Consultation papers Published: 08/01/2019 Last modified: 06/10/2020
    The financial services contracts regime (FSCR) allows EEA firms to run off their regulated business in the UK, if the UK leaves the EU without an implementation period.

  3. General FAQs for policyholders with business interruption insurance

    Firms Published: 29/01/2021 Last modified: 03/11/2022
    Guidance on how to make a claim and more information on clauses.

  4. FCA Authorisations operating service metrics 2023/24 Q2

    Data Published: 15/11/2023 Last modified: 15/03/2024
    The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data covers July to September 2023.

  5. CP13/17: Use of dealing commission

    Consultation papers Published: 25/11/2013 Last modified: 30/11/2021
    We are consulting on proposed changes to our use of dealing commission rules in our Conduct of Business Sourcebook (COBS).

  6. Speedloan Finance Limited t/a Albemarle & Bond/Herbert Brown has ceased trading

    Statements Published: 18/09/2019 Last modified: 04/10/2019
    The FCA said it would publish a Call for Input (CFI) to explore the access and use of data in wholesale markets. The FCA expects to publish this CFI in Q2 2019/20.

  7. Insights from the 2021 Cyber Coordination Groups

    Research insights Published: 08/12/2022 Last modified: 01/02/2023
    An overview of insights arising from the discussions held at the FCA’s quarterly Cyber Coordination Group (CCG) meetings throughout 2021.

  8. Information for investors with Pritchard Stockbrokers Limited

    News stories Published: 15/02/2012 Last modified: 23/04/2013
    On 10 February 2012, we issued a Supervisory Notice stopping Pritchard Stockbrokers Limited carrying out its business. In addition, we have frozen the firm’s assets and the investor money and assets it holds. Here we explain what it means if you

  9. FCA seeks feedback on non-workplace pensions

    Press Releases Published: 02/02/2018 Last modified: 11/04/2024
    The FCA is gathering views on the market for non-workplace pensions.

  10. MF Global investors – your questions answered

    News stories Published: 02/04/2012 Last modified: 23/04/2013
    On 3 February 2012, the administrators for MF Global UK Ltd announced the first distribution of client money to those affected by the firm’s insolvency. Here we answer some frequently asked questions about the situation and what this means if you
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