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Showing 1561 to 1570 of 2645 search results for vulnerable customers.

  1. Consumer warning on Cavendish Incorporated Limited

    News stories Published: 03/08/2021 Last modified: 03/08/2021
    We have imposed requirements on Cavendish Incorporated Ltd. It is therefore not currently permitted to carry out any regulated activities without the prior written consent of the FCA.

  2. 6 Towns Credit Union enters administration

    News stories Published: 05/09/2023 Last modified: 05/09/2023
    6 Towns Credit Union Limited was placed into administration on 5 September 2023 and has now stopped trading.

  3. FCA proposes changes to rules for crowdfunding platforms

    Press Releases Published: 27/07/2018 Last modified: 27/07/2018
    Following a post-implementation review of its crowdfunding rules, the Financial Conduct Authority (FCA) is opening a consultation on new rules for loan-based crowdfunding platforms.

  4. Regulatory Developments and the Changing Market Structure

    Speeches Published: 12/03/2014 Last modified: 12/03/2014
    Speech by David Lawton, Director of Markets at the FCA, at the American Bar Association Capital Markets Conference, Law Society, London, Thursday 27 February 2014. This is the text of the speech as drafted, which may differ from the delivered version

  5. FCA ramps up intervention on rogue financial promotions

    Press Releases Published: 04/11/2022 Last modified: 04/11/2022
    The FCA intervened to amend or withdraw 4,151 financial promotions between July and September, the highest since it started publishing the data.

  6. Required permissions for asset management firms

    Published: 30/10/2018 Last modified: 05/07/2023
    If you're applying to be authorised as a manager of investments, AIFs or UK UCITS, or to distribute funds, find out which permissions to apply for.

  7. Aggregate complaints data: 2022 H2

    Data Published: 27/04/2023 Last modified: 19/10/2023
    This page focuses on complaints that financial services firms reported to the FCA during the second half (H2) of 2022, between between 1 July and 31 December 2022. This includes the latest trends and analysis by product group.

  8. Express Gifts Ltd enters into £12.5m redress scheme

    Press Releases Published: 17/02/2017 Last modified: 17/02/2017
    Express Gifts Ltd, a direct mail order and online business with permission to sell general insurance products, has entered into an agreement with the Financial Conduct Authority (FCA) to provide £12.5m redress to approximately 330,000 customers who

  9. LCC Trans-Sending Limited enters special administration

    News stories Published: 20/06/2024 Last modified: 01/07/2024
    On 18 June 2024, LCC Trans-Sending Limited (LCC) entered special administration under the Payment and Electronic Money Institution Insolvency Regulations 2021.

  10. Final Notice 2018: Liberty Mutual Insurance Europe SE [pdf]

    Final notices Published: 30/10/2018
    This final notice refers to breaches of PRIN 3, PRIN 6, SYSC, ICOBS and DISP related to complaints-handling, culture/governance and unfair treatment of customers in the general insurance and protection sector. We imposed a fine.
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